Company Analysis

Applied Optoelectronics, Inc. (AAOI)

Nasdaq: AAOI · Semiconductors & Related Devices · Sugar Land, TX · filing with the SEC since 2006
Grade4.8
◀ Past 2.8● Present 5.1▶ Future 6.5
1 est.

Filings

387 filings since 2017 beside 743 insider forms · Large accelerated filer · read from EDGAR on Nov 13, 2026
Due nextLarge accelerated filer
10-K Annual report for the fiscal year ending Dec 31, 2026Large accelerated filers have 60 days after the fiscal year ends. by Mar 1, 2027
10-Q Quarterly report for the quarter ending Mar 31, 2027Large accelerated filers have 40 days after the quarter ends; quarter ends are taken to the month end. by May 10, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 36 days after the quarter ended. The proxy statement was last filed Apr 24, 2026.

Filings a yearinsider forms included
103979760110112130183
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Officer or director change (8-K item 5.02): 3 times in the last 36 months, the newest Aug 24, 2026.Auditor change (8-K item 4.01): 1 time in the last 36 months, the newest May 8, 2026.SEC letters: 3 in the last 36 months, the newest May 4, 2026.
Insider forms 743

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 12, 2026 8-K items 1.01, 1.02, 9.01 Major agreement signed; Major agreement ended · Current report Nov 6, 2026
Nov 5, 2026 8-K items 2.02, 9.01 Results released · Current report
Nov 5, 2026 10-Q Quarterly report Sep 30, 2026
Nov 4, 2026 8-K items 1.01, 1.02, 2.03, 9.01 Major agreement signed; Major agreement ended; New debt or obligation taken on · Current report Oct 29, 2026
Oct 30, 2026 SCHEDULE 13G Large holder notice
Oct 27, 2026 SCHEDULE 13G/A Large holder update, amended
Sep 15, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Sep 10, 2026
Sep 10, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Sep 4, 2026
Sep 1, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Aug 31, 2026
Aug 24, 2026 8-K items 1.01, 5.02, 9.01 Major agreement signed; Officer or director change · Current report Aug 18, 2026
Aug 21, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report
Aug 21, 2026 424B5 Shelf offering
Aug 10, 2026 SCHEDULE 13G/A Large holder update, amended
Aug 6, 2026 8-K items 2.02, 9.01 Results released · Current report
Aug 6, 2026 10-Q Quarterly report Jun 30, 2026
Jul 27, 2026 SCHEDULE 13G/A Large holder update, amended
Jul 1, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Jun 25, 2026
Jun 16, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Jun 11, 2026
Jun 9, 2026 S-8 POS Employee stock plan update
Jun 9, 2026 S-8 POS Employee stock plan update
Jun 9, 2026 S-8 POS Employee stock plan update
Jun 9, 2026 S-8 POS Employee stock plan update
Jun 9, 2026 S-8 POS Employee stock plan update
Jun 9, 2026 S-8 POS Employee stock plan update
Jun 9, 2026 S-8 POS Employee stock plan update
Jun 9, 2026 S-8 POS Employee stock plan update
Jun 9, 2026 S-8 POS Employee stock plan update
Jun 9, 2026 S-8 Employee stock plan registration
Jun 5, 2026 8-K items 5.02, 5.07, 9.01 Officer or director change; Shareholder vote · Current report Jun 4, 2026
May 22, 2026 SD Conflict minerals report
May 14, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report
May 14, 2026 424B5 Shelf offering
May 13, 2026 SCHEDULE 13G Large holder notice
May 13, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report May 8, 2026
May 8, 2026 8-K items 4.01, 9.01 Auditor change · Current report May 4, 2026
May 8, 2026 DEFA14A Extra proxy material
May 7, 2026 8-K items 2.02, 9.01 Results released · Current report
May 7, 2026 10-Q Quarterly report Mar 31, 2026
May 6, 2026 SCHEDULE 13G/A Large holder update, amended
May 4, 2026 UPLOAD SEC comment letter
40 of 387 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton AAOI · research, not advice