Aethlon Medical, Inc. (AEMD)
Nasdaq: AEMD · Surgical & Medical Instruments & Apparatus · San Diego, CA · filing with the SEC since 1997
Who runs Aethlon Medical, Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Frakes James B
CFO/CEO. First filing Sep 2010, latest Oct 13, 2026, 0 filings in all.
Officers reporting now
1
of 5 people with a filing in the last fifteen months
Directors reporting now
4
14 people on the record since 2006
Officerssales are open-market, Oct 15, 2025 to Oct 15, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Frakes James B | CFO/CEO | Sep 2010 | Oct 13, 2026 | none |
Directorssales are open-market, Oct 15, 2025 to Oct 15, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Broenniman Edward G | director | Mar 2006 | Oct 15, 2026 | none |
| Gikakis Nicolas | director | Jul 2023 | Oct 15, 2026 | none |
| Rossetti Angela | director | Apr 2022 | Oct 15, 2026 | none |
| Shah Chetan | director | Jul 2013 | Oct 15, 2026 | none |
Earlier names on the record9, newest filing first
Arnold Lee D · officer · last filing Feb 2023Johnson Sabrina Martucci · director · last filing Mar 2022Fisher Charles J Jr · officer · last filing Feb 2022Cipriani Guy F. · officer · last filing Feb 2022Larosa Steven P · officer · last filing Feb 2022Rodell Timothy C Jr · officer · last filing Sep 2020Joyce James A · officer · last filing Nov 2018Kenley Rodney S · officer · last filing Nov 2018Barry Franklyn S Jr · director · last filing Oct 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.