Company Analysis

AEON Biopharma, Inc. (AEON)

NYSE: AEON · Pharmaceutical Preparations · Irvine, CA · filing with the SEC since 2020
Grade4.4
◀ Past 5.7● Present 2.0▶ Future 5.7
6 est.

Filings

286 filings since 2017 beside 77 insider forms · and emerging growth company · read from EDGAR on Nov 13, 2026
Due next and emerging growth company
10-Q Quarterly report for the quarter ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Nov 14, 2026
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 43 days after the quarter ended. The proxy statement was last filed Oct 26, 2026.

Filings a yearinsider forms included
12421115796756
2020202120222023202420252026

2026 counts to Nov 13, 2026.

Listing warning from its exchange (8-K item 3.01): 3 times in the last 36 months, the newest Apr 3, 2026.Officer or director change (8-K item 5.02): 7 times in the last 36 months, the newest Mar 9, 2026.Warning not to rely on past financial statements (8-K item 4.02): 2 times in the last 36 months, the newest May 3, 2024.SEC letters: 18 in the last 36 months, the newest Feb 12, 2026.
Insider forms 77

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 10, 2026 SCHEDULE 13D/A Activist holder update, amended
Nov 3, 2026 424B3 Shelf offering
Nov 3, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Nov 2, 2026
Oct 26, 2026 DEF 14A Proxy statement
Oct 23, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Oct 13, 2026 PRE 14A Preliminary proxy statement
Sep 30, 2026 8-K items 7.01, 8.01, 9.01 Investor disclosure (Regulation FD); Other event · Current report
Aug 21, 2026 SCHEDULE 13G Large holder notice
Aug 12, 2026 10-Q Quarterly report Jun 30, 2026
Aug 12, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Aug 3, 2026 8-K items 7.01, 8.01, 9.01 Investor disclosure (Regulation FD); Other event · Current report
Jul 23, 2026 8-K item 8.01 Other event · Current report
Jul 21, 2026 SCHEDULE 13G Large holder notice
Jul 15, 2026 8-K items 1.01, 8.01, 9.01 Major agreement signed; Other event · Current report Jul 13, 2026
Jul 15, 2026 424B4 Offering prospectus
Jul 13, 2026 EFFECT Registration effective
Jul 13, 2026 S-1MEF Listing registration, added shares
Jul 9, 2026 S-1/A Listing registration, amended
Jul 8, 2026 S-1 Listing registration
Jun 17, 2026 8-K item 5.07 Shareholder vote · Current report
May 29, 2026 DRS Draft registration, confidential
May 14, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
May 14, 2026 10-Q Quarterly report Mar 31, 2026
May 14, 2026 8-K items 2.02, 9.01 Results released · Current report
Apr 29, 2026 ARS Annual report to shareholders Dec 31, 2025
Apr 29, 2026 DEFA14A Extra proxy material
Apr 29, 2026 DEF 14A Proxy statement
Apr 3, 2026 8-K items 3.01, 9.01 Listing warning from its exchange · Current report Mar 31, 2026
Mar 31, 2026 S-8 Employee stock plan registration
Mar 30, 2026 10-K Annual report Dec 31, 2025
Mar 30, 2026 8-K items 2.02, 9.01 Results released · Current report
Mar 9, 2026 8-K items 5.02, 9.01 Officer or director change · Current report Mar 6, 2026
Feb 18, 2026 424B3 Shelf offering
Feb 17, 2026 EFFECT Registration effective
Feb 12, 2026 CORRESP Reply to the SEC
Feb 12, 2026 UPLOAD SEC comment letter
Feb 9, 2026 S-3 Shelf registration
Jan 29, 2026 SCHEDULE 13D Activist holder notice
Jan 29, 2026 SCHEDULE 13D/A Activist holder update, amended
Jan 21, 2026 8-K items 3.02, 5.02, 5.07, 7.01, 8.01, 9.01 Shares sold without registration; Officer or director change; Shareholder vote; Investor disclosure (Regulation FD); Other event · Current report
40 of 286 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton AEON · research, not advice