Company Analysis

Aeries Technology, Inc. (AERT)

Nasdaq: AERT · Services-Management Consulting Services · George Town · filing with the SEC since 2021
Grade3.8
◀ Past 2.7● Present 4.1▶ Future 5.2

Filings

271 filings since 2017 beside 49 insider forms · and emerging growth company · read from EDGAR on Nov 13, 2026
Due next and emerging growth company
10-Q Quarterly report for the quarter ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Feb 14, 2027
10-K Annual report for the fiscal year ending Mar 31, 2027Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Jun 29, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 43 days after the quarter ended. The proxy statement was last filed Feb 6, 2026.

Filings a yearinsider forms included
431996655443
202120222023202420252026

2026 counts to Nov 13, 2026.

Listing warning from its exchange (8-K item 3.01): 5 times in the last 36 months, the newest Apr 3, 2026.Officer or director change (8-K item 5.02): 8 times in the last 36 months, the newest Mar 30, 2026.Auditor change (8-K item 4.01): 2 times in the last 36 months, the newest Aug 15, 2024.Warning not to rely on past financial statements (8-K item 4.02): 1 time in the last 36 months, the newest Dec 13, 2023.SEC letters: 10 in the last 36 months, the newest Mar 17, 2026.A late-filing notice, Form NT 10-K, filed Jul 1, 2025.A late-filing notice, Form NT 10-Q, filed Nov 15, 2024.A late-filing notice, Form NT 10-Q, filed Aug 15, 2024.A late-filing notice, Form NT 10-K, filed Jul 1, 2024.A late-filing notice, Form NT 10-Q, filed Feb 14, 2024.
Insider forms 49

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 12, 2026 10-Q Quarterly report Sep 30, 2026
Nov 12, 2026 8-K items 2.02, 9.01 Results released · Current report Nov 11, 2026
Nov 5, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Oct 30, 2026
Sep 22, 2026 SCHEDULE 13D/A Activist holder update, amended
Aug 10, 2026 8-K items 2.02, 9.01 Results released · Current report
Aug 10, 2026 10-Q Quarterly report Jun 30, 2026
Aug 7, 2026 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report Aug 3, 2026
Jul 30, 2026 EFFECT Registration effective
Jul 30, 2026 424B3 Shelf offering
Jul 21, 2026 POS AM Registration amended after taking effect
Jul 1, 2026 SCHEDULE 13D/A Activist holder update, amended
Jun 12, 2026 8-K items 3.03, 5.03, 9.01 Change to shareholders' rights; Charter, bylaw or fiscal-year change · Current report Jun 11, 2026
Jun 10, 2026 8-K item 8.01 Other event · Current report
Jun 8, 2026 S-8 Employee stock plan registration
Jun 8, 2026 8-K items 2.02, 9.01 Results released · Current report
Jun 8, 2026 10-K Annual report Mar 31, 2026
Apr 3, 2026 424B3 Shelf offering
Apr 3, 2026 8-K item 3.01 Listing warning from its exchange · Current report Mar 31, 2026
Mar 31, 2026 424B3 Shelf offering
Mar 30, 2026 8-K item 5.02 Officer or director change · Current report Mar 26, 2026
Mar 20, 2026 424B3 Shelf offering
Mar 20, 2026 8-K items 5.02, 9.01 Officer or director change · Current report Mar 17, 2026
Mar 18, 2026 EFFECT Registration effective
Mar 18, 2026 424B3 Shelf offering
Mar 17, 2026 UPLOAD SEC comment letter
Mar 16, 2026 CORRESP Reply to the SEC
Mar 12, 2026 S-3 Shelf registration
Mar 4, 2026 424B3 Shelf offering
Mar 4, 2026 8-K items 5.07, 7.01, 9.01 Shareholder vote; Investor disclosure (Regulation FD) · Current report Mar 3, 2026
Mar 2, 2026 424B3 Shelf offering
Mar 2, 2026 8-K items 8.01, 9.01 Other event · Current report
Feb 9, 2026 424B3 Shelf offering
Feb 9, 2026 8-K items 2.02, 9.01 Results released · Current report
Feb 9, 2026 10-Q Quarterly report Dec 31, 2025
Feb 6, 2026 ARS Annual report to shareholders Mar 31, 2025
Feb 6, 2026 DEF 14A Proxy statement Mar 3, 2026
Jan 28, 2026 424B3 Shelf offering
Jan 28, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Jan 22, 2026
Jan 27, 2026 PRE 14A Preliminary proxy statement
Jan 7, 2026 424B3 Shelf offering
40 of 271 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton AERT · research, not advice