Ameriprise Financial, Inc. (AMP)
NYSE: AMP · Investment Advice · Minneapolis, MN · filing with the SEC since 1994
Grade6.5
◀ Past 7.0● Present 7.2▶ Future 5.1
Who runs Ameriprise Financial, Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Cracchiolo James M
CHAIRMAN AND CEO. First filing Jan 2006, latest Jul 30, 2026, 24 filings in all.
Officers reporting now
12
of 19 people with a filing in the last fifteen months
Directors reporting now
7
35 people on the record since 2006
Officerssales are open-market, Nov 5, 2025 to Nov 5, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Brockman Dawn M. | SVP AND CONTROLLER | Jul 2022 | Aug 12, 2026 | 1 · $300,000 |
| Melloh Heather J. | EVP AND GENERAL COUNSEL | Jun 2022 | Aug 12, 2026 | none |
| Mcgraw Deirdre Davey | EVP Mktg, Strat. & Comms. | Feb 2007 | Aug 10, 2026 | 1 · $1.3M |
| Cracchiolo James M | CHAIRMAN AND CEO | Jan 2006 | Jul 30, 2026 | 10 · $36.4M |
| Berman Walter Stanley | EXECUTIVE VP AND CFO | Jan 2006 | Jul 30, 2026 | 3 · $9.9M |
| Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Dec 2017 | Jul 29, 2026 | 5 · $8.7M |
| Truscott William F | CEO, GLOBAL ASSET MANAGEMENT | Jan 2006 | Jul 13, 2026 | 1 · $2.7M |
| Hunter Kelli A | Exec VP of Human Resources | Jan 2006 | Jul 13, 2026 | none |
| Smyth Gerard P. | EVP & Hd. of Tech. & Serv. Del | Sep 2020 | May 18, 2026 | 1 · $3.0M |
| Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Mar 2022 | Feb 11, 2026 | 1 · $2.5M |
| Davies William | EXECUTIVE VP, GLOBAL CIO | Feb 2022 | Feb 3, 2026 | none |
| Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Jan 2006 | Feb 3, 2026 | none |
Directorssales are open-market, Nov 5, 2025 to Nov 5, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Williams Christopher J | director | Sep 2016 | Nov 5, 2026 | none |
| Sharpe Robert Francis Jr | director | Feb 2006 | May 12, 2026 | 2 · $1.2M |
| Bryan Glynis | director | Mar 2025 | May 1, 2026 | none |
| Digeso Amy | director | Mar 2014 | May 1, 2026 | none |
| Neal Blixt Dianne | director | Mar 2014 | May 1, 2026 | none |
| Pelletier Liane J | director | Nov 2025 | May 1, 2026 | none |
| Shea Brian T | director | Jun 2019 | May 1, 2026 | none |
Earlier names on the record16, newest filing first
Walter W Edward · director · last filing May 2025Pimentel Armando Jr · director · last filing Apr 2024Greenberg Lon R · director · last filing Apr 2022Woerner John Robert · officer · last filing Feb 2022Hutt John R. · officer · last filing Feb 2022Thissen Karen Wilson · officer · last filing Feb 2022Moore Colin · officer · last filing Feb 2022Noddle Jeffrey · director · last filing Apr 2021Kupper Randy · officer · last filing Feb 2020Stewart David Kent · officer · last filing Feb 2019Maglaque Charles Neal · officer · last filing Feb 2018O'Connell Patrick H. · officer · last filing Feb 2018Scrimgeour Michelle · officer · last filing Jan 2018Sarles H Jay · director · last filing Nov 2017Marshall Siri S · director · last filing Apr 2017Junek John Carl · officer · last filing Dec 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.