Company Analysis

AquaBounty Technologies, Inc. (AQB)

Nasdaq: AQB · Fishing, Hunting and Trapping · Harvard, MA · filing with the SEC since 2014
Grade5.0
◀ Past 5.0● Present 5.0▶ Future 5.0
3 est.

Filings

299 filings since 2017 beside 139 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer and smaller reporting company
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027
10-Q Quarterly report for the quarter ending Mar 31, 2027Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by May 15, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. The proxy statement was last filed May 1, 2026.

Filings a yearinsider forms included
4478575450182232
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Officer or director change (8-K item 5.02): 6 times in the last 36 months, the newest Mar 31, 2026.Listing warning from its exchange (8-K item 3.01): 1 time in the last 36 months, the newest Jan 17, 2025.SEC letters: 2 in the last 36 months, the newest Jan 7, 2026.
Insider forms 139

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 6, 2026 10-Q Quarterly report Sep 30, 2026
Nov 2, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Oct 29, 2026
Oct 23, 2026 EFFECT Registration effective
Oct 23, 2026 424B3 Shelf offering
Oct 23, 2026 8-K item 8.01 Other event · Current report
Oct 13, 2026 S-3 Shelf registration
Oct 8, 2026 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report Oct 7, 2026
Aug 6, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Aug 6, 2026 10-Q Quarterly report Jun 30, 2026
Jul 8, 2026 8-K items 8.01, 9.01 Other event · Current report Jul 6, 2026
Jul 1, 2026 D Private placement notice
Jun 30, 2026 8-K items 1.01, 3.02, 3.03, 5.03, 9.01 Major agreement signed; Shares sold without registration; Change to shareholders' rights; Charter, bylaw or fiscal-year change · Current report Jun 25, 2026
Jun 25, 2026 8-K items 5.07, 9.01 Shareholder vote · Current report Jun 23, 2026
May 21, 2026 SCHEDULE 13G Large holder notice
May 7, 2026 10-Q Quarterly report Mar 31, 2026
May 5, 2026 ARS Annual report to shareholders Dec 31, 2025
May 1, 2026 DEFA14A Extra proxy material
May 1, 2026 DEF 14A Proxy statement
Apr 17, 2026 8-K/A items 3.03, 5.03, 9.01 Change to shareholders' rights; Charter, bylaw or fiscal-year change · Current report, amended Apr 7, 2026
Apr 15, 2026 D Private placement notice
Apr 10, 2026 PRE 14A Preliminary proxy statement
Apr 8, 2026 8-K/A item 8.01 Other event · Current report, amended Apr 7, 2026
Apr 8, 2026 8-K items 1.01, 3.02, 3.03, 5.03, 9.01 Major agreement signed; Shares sold without registration; Change to shareholders' rights; Charter, bylaw or fiscal-year change · Current report Apr 7, 2026
Mar 31, 2026 8-K/A items 5.01, 5.02 Change of control; Officer or director change · Current report, amended Oct 28, 2025
Mar 31, 2026 10-K Annual report Dec 31, 2025
Feb 12, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Feb 11, 2026
Feb 12, 2026 424B5 Shelf offering
Feb 4, 2026 8-K/A items 5.01, 5.02 Change of control; Officer or director change · Current report, amended Oct 28, 2025
Jan 12, 2026 EFFECT Registration effective
Jan 7, 2026 CORRESP Reply to the SEC
Jan 7, 2026 S-3/A Shelf registration, amended
Dec 31, 2025 UPLOAD SEC comment letter
Dec 23, 2025 S-3 Shelf registration
Nov 4, 2025 D Private placement notice
Oct 28, 2025 8-K items 1.01, 2.03, 5.01, 5.02, 9.01 Major agreement signed; New debt or obligation taken on; Change of control; Officer or director change · Current report
Oct 28, 2025 10-Q Quarterly report Sep 30, 2025
Oct 28, 2025 8-K items 2.02, 9.01 Results released · Current report
Sep 17, 2025 8-K item 8.01 Other event · Current report Sep 15, 2025
Aug 15, 2025 8-K items 5.02, 9.01 Officer or director change · Current report Aug 14, 2025
Aug 5, 2025 10-Q Quarterly report Jun 30, 2025
40 of 299 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton AQB · research, not advice