Auburn National Bancorporation, Inc. (AUBN)
Nasdaq: AUBN · State Commercial Banks · Auburn, AL · filing with the SEC since 1996
Grade4.8
◀ Past 5.2● Present 3.2▶ Future 6.4
Who owns Auburn National Bancorporation, Inc.
As filed with the SECHolders of 5% or more
3
Anne M. May holds 8.3% of Common Stock, par value $0.01, as its SCHEDULE 13D filed Sep 15, 2025 says.
Directors and officers
12
report now, of 28 people on the record since 2006. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 3 named at left.
Holders of 5% or moreshare of the class, as filed
Anne M. May
SCHEDULE 13D · filed Sep 15, 2025 · Common Stock, par value $0.01
Sandra J. Spencer
SCHEDULE 13D/A · filed Sep 15, 2025 · Common Stock, par value $0.01
Bruce Steven Spencer
SCHEDULE 13D · filed Sep 15, 2025 · Common Stock, par value $0.01
What AUBN reports owning in othersstakes of 5% or more, and other ties
3 subsidiaries in 1 country, from the list filed with the 10-K filed Mar 17, 2026.
Insider tradesForm 4
0sales
54purchases
0sales on a scheduled plan
0people selling
$0sold, in dollars
$100,000bought, in dollars
Open-market trades on Form 4 from Oct 2, 2025 to Oct 2, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Oct 2, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window6 of 28 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Housel David E | director | 0 | $0 | 0 | 14 | $0 |
| O'Donnell Shannon | Senior Vice President | 0 | $0 | 0 | 10 | $0 |
| Barrett J Tutt | director | 0 | $0 | 0 | 10 | $0 |
| Ham William F Jr | director | 0 | $0 | 0 | 10 | $0 |
| Conn Walton T Jr. | director | 0 | $0 | 0 | 9 | $0 |
| Hedges David A | President\CEO | 0 | $0 | 0 | 1 | $0 |