Bakkt, Inc. (BKKT)
NYSE: BKKT · Finance Services · New York, NY · filing with the SEC since 2020
Who owns Bakkt, Inc.
As filed with the SECHolders of 5% or more
4
Intercontinental Exchange, Inc. holds 54.2% of Class A Common Stock, as its SCHEDULE 13D/A filed Jul 1, 2025 says.
Directors and officers
10
report now, of 38 people on the record since 2020. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 4 named at left.
Holders of 5% or moreshare of the class, as filed
Intercontinental Exchange, Inc.
SCHEDULE 13D/A · filed Jul 1, 2025 · Class A Common Stock
Akshay Sudhir Naheta
SCHEDULE 13D/A · filed May 4, 2026 · Class A Common Stock, par value $0.0001 per share · 11.6% in Jan 13, 2026
Intercontinental Exchange Inc.
SCHEDULE 13D/A · filed May 4, 2026 · Class A Common Stock · 27% in Mar 4, 2026
Blackrock, Inc.
SCHEDULE 13G · filed Jul 27, 2026 · Class A Stock · 4.6% in Oct 17, 2025
Blackrock, Inc.
SCHEDULE 13G/A · filed Oct 17, 2025 · Common Stock · reported falling below 5%, from 5.1% in Jul 17, 2025
Highbridge Capital Management, LLC
SCHEDULE 13G/A · filed Nov 14, 2025 · Class A Common Stock, par value $0.0001 per share · reported falling below 5%
Weiss Asset Management LP
SCHEDULE 13G/A · filed Feb 17, 2026 · Class A Common Stock, par value $0.0001 per share · reported falling below 5%, from 5.1% in Nov 12, 2025
Kenneth Griffin
SCHEDULE 13G/A · filed Nov 14, 2025 · Class A Common Stock, par value $0.0001 per share (the "Shares") · reported falling below 5%, from 8.7% in Aug 6, 2025
Horizon Kinetics Asset Management LLC
SCHEDULE 13G/A · filed Oct 31, 2025 · Common Stock · reported falling below 5%, from 5.1% in May 15, 2025
G1 Execution Services, LLC
SCHEDULE 13G/A · filed Feb 13, 2026 · Class A Common Stock, $0.0001 par value per share · reported falling below 5%, from 6% in Nov 13, 2025
Alyeska Investment Group, L.P.
SCHEDULE 13G/A · filed Aug 14, 2026 · Class A Common Stock, par value $0.0001 per share · reported falling below 5%, from 9.99% in May 15, 2026
What BKKT reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
Bitcoin Japan Corporation
An investee · investee · invested in, named in the 10-K filed Mar 19, 2026
Apex Crypto, LLC (Bakkt Crypto Solutions, LLC)
A company bought · acquisition · Mar 2023 · owns, named in the 10-K filed Mar 19, 2026
Bumped Financial, LLC
A company bought · acquisition · owns, named in the 10-K filed Mar 19, 2026
Opco
A company bought · acquisition · owns, named in the 10-K filed Mar 19, 2026
9 subsidiaries in 2 countries, from the list filed with the 10-K filed Mar 19, 2026.
Insider tradesForm 4
21sales
5purchases
7sales on a scheduled plan
4people selling
$400,000sold, in dollars
$9.1Mbought, in dollars
Open-market trades on Form 4 from Oct 2, 2025 to Oct 2, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Oct 2, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window5 of 42 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| D'Annunzio Marc | General Counsel & Secretary | 9 | $200,000 | 7 | 0 | $0 |
| Alexander Karen | Chief Financial Officer | 3 | $100,000 | 0 | 0 | $0 |
| Baes Nicholas | Chief Operating Officer | 4 | $100,000 | 0 | 0 | $0 |
| Alfred Michael | director | 0 | $0 | 0 | 5 | $9.1M |
| Henderson Joseph Sean-Walsh | Chief Accounting Officer | 5 | $0 | 0 | 0 | $0 |