Company Analysis

Capstone Holding Corp. (CAPS)

Nasdaq: CAPS · Wholesale-Lumber & Other Construction Materials · Alsip, IL · filing with the SEC since 1994
Grade3.4
◀ Past 2.1● Present 3.4▶ Future 4.3
3 est.

Filings

156 filings since 2017 beside 33 insider forms · and emerging growth company · read from EDGAR on Nov 13, 2026
Due next and emerging growth company
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027
10-Q Quarterly report for the quarter ending Mar 31, 2027Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by May 15, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 43 days after the quarter ended. The proxy statement was last filed May 7, 2026.

Filings a yearinsider forms included
382320132375967
20152016201720182019202420252026

2026 counts to Nov 13, 2026.

Warning not to rely on past financial statements (8-K item 4.02): 1 time in the last 36 months, the newest Aug 12, 2026.Listing warning from its exchange (8-K item 3.01): 1 time in the last 36 months, the newest Jan 9, 2026.Officer or director change (8-K item 5.02): 1 time in the last 36 months, the newest Dec 29, 2025.SEC letters: 13 in the last 36 months, the newest Aug 7, 2025.A late-filing notice, Form NT 10-Q, filed May 15, 2026.A late-filing notice, Form NT 10-K, filed Mar 31, 2026.A late-filing notice, Form NT 10-Q, filed Nov 14, 2025.A late-filing notice, Form NT 10-Q, filed Aug 15, 2025.
Insider forms 33

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 12, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Nov 12, 2026 10-Q Quarterly report Sep 30, 2026
Nov 12, 2026 SCHEDULE 13G/A Large holder update, amended
Nov 10, 2026 EFFECT Registration effective
Nov 9, 2026 8-K items 1.01, 7.01, 9.01 Major agreement signed; Investor disclosure (Regulation FD) · Current report Nov 6, 2026
Oct 30, 2026 S-1 Listing registration
Oct 21, 2026 8-K items 5.03, 7.01, 9.01 Charter, bylaw or fiscal-year change; Investor disclosure (Regulation FD) · Current report Oct 15, 2026
Oct 13, 2026 8-K items 1.01, 3.03, 5.03, 9.01 Major agreement signed; Change to shareholders' rights; Charter, bylaw or fiscal-year change · Current report Oct 8, 2026
Oct 1, 2026 8-K items 2.02, 9.01 Results released · Current report
Sep 30, 2026 DEF 14C Information statement Aug 7, 2026
Sep 29, 2026 8-K items 7.01, 8.01, 9.01 Investor disclosure (Regulation FD); Other event · Current report Sep 28, 2026
Sep 14, 2026 PRE 14C Preliminary information statement
Aug 27, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report Aug 26, 2026
Aug 12, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Aug 12, 2026 10-Q/A Quarterly report, amended Sep 30, 2025
Aug 12, 2026 10-Q/A Quarterly report, amended Jun 30, 2025
Aug 12, 2026 10-Q/A Quarterly report, amended Mar 31, 2026
Aug 12, 2026 10-Q Quarterly report Jun 30, 2026
Aug 12, 2026 8-K items 4.02, 9.01 Warning not to rely on past financial statements · Current report Aug 7, 2026
Aug 3, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Jul 29, 2026
Jul 9, 2026 EFFECT Registration effective
Jul 9, 2026 EFFECT Registration effective
Jul 9, 2026 8-K item 8.01 Other event · Current report Jul 8, 2026
Jul 6, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Jul 2, 2026
Jun 29, 2026 S-1 Listing registration
Jun 29, 2026 S-1 Listing registration
Jun 22, 2026 8-K items 1.01, 2.03, 5.07, 9.01 Major agreement signed; New debt or obligation taken on; Shareholder vote · Current report Jun 17, 2026
Jun 12, 2026 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report Jun 11, 2026
May 20, 2026 10-Q Quarterly report Mar 31, 2026
May 15, 2026 NT 10-Q Late quarterly report notice Mar 31, 2026
May 8, 2026 DEFA14A Extra proxy material
May 7, 2026 ARS Annual report to shareholders Dec 31, 2025
May 7, 2026 DEF 14A Proxy statement Jun 18, 2026
May 6, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Apr 27, 2026 PRE 14A Preliminary proxy statement Jun 18, 2026
Apr 23, 2026 SCHEDULE 13G Large holder notice
Apr 17, 2026 10-K/A Annual report, amended Dec 31, 2025
Apr 17, 2026 10-K/A Annual report, amended Dec 31, 2024
Apr 16, 2026 10-K Annual report Dec 31, 2025
Apr 16, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report
40 of 156 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton CAPS · research, not advice