Company Analysis

Calidi Biotherapeutics, Inc. (CLDI)

NYSE: CLDI · Biological Products, (No Diagnostic Substances) · filing with the SEC since 2021
Grade4.0
◀ Past 3.2● Present 2.4▶ Future 5.8
6 est.

Filings

324 filings since 2017 beside 82 insider forms · and emerging growth company · read from EDGAR on Nov 13, 2026
Due next and emerging growth company
10-Q Quarterly report for the quarter ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Nov 14, 2026
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 44 days after the quarter ended. The proxy statement was last filed Apr 29, 2026.

Filings a yearinsider forms included
2735961307741
202120222023202420252026

2026 counts to Nov 13, 2026.

Listing warning from its exchange (8-K item 3.01): 2 times in the last 36 months, the newest Sep 25, 2026.Officer or director change (8-K item 5.02): 12 times in the last 36 months, the newest Jun 23, 2026.Auditor change (8-K item 4.01): 1 time in the last 36 months, the newest May 2, 2025.SEC letters: 25 in the last 36 months, the newest Aug 19, 2025.
Insider forms 82

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Sep 25, 2026 8-K items 3.01, 8.01, 9.01 Listing warning from its exchange; Other event · Current report Sep 21, 2026
Sep 22, 2026 8-K items 1.01, 8.01, 9.01 Major agreement signed; Other event · Current report Sep 17, 2026
Sep 17, 2026 424B5 Shelf offering
Aug 14, 2026 SCHEDULE 13G/A Large holder update, amended
Aug 13, 2026 10-Q Quarterly report Jun 30, 2026
Aug 13, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Jul 31, 2026 8-K items 3.03, 5.03, 9.01 Change to shareholders' rights; Charter, bylaw or fiscal-year change · Current report Jul 27, 2026
Jul 16, 2026 8-K items 1.01, 1.02, 2.03, 9.01 Major agreement signed; Major agreement ended; New debt or obligation taken on · Current report Jul 10, 2026
Jun 23, 2026 8-K items 5.02, 7.01, 8.01, 9.01 Officer or director change; Investor disclosure (Regulation FD); Other event · Current report Jun 17, 2026
Jun 18, 2026 8-K item 5.07 Shareholder vote · Current report Jun 12, 2026
Jun 5, 2026 DEFA14A Extra proxy material
May 29, 2026 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report May 28, 2026
May 15, 2026 SCHEDULE 13G Large holder notice
May 14, 2026 10-Q Quarterly report Mar 31, 2026
May 14, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
May 8, 2026 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report May 6, 2026
Apr 29, 2026 DEFA14A Extra proxy material
Apr 29, 2026 DEF 14A Proxy statement
Apr 17, 2026 PRE 14A Preliminary proxy statement
Apr 2, 2026 8-K items 5.02, 8.01, 9.01 Officer or director change; Other event · Current report Mar 29, 2026
Mar 31, 2026 SCHEDULE 13D Activist holder notice
Mar 27, 2026 10-K Annual report Dec 31, 2025
Mar 27, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Mar 11, 2026 8-K items 1.01, 3.02, 8.01, 9.01 Major agreement signed; Shares sold without registration; Other event · Current report Mar 5, 2026
Mar 9, 2026 SCHEDULE 13D Activist holder notice
Mar 9, 2026 424B5 Shelf offering
Mar 6, 2026 424B5 Shelf offering
Mar 5, 2026 S-3MEF Shelf registration, added securities
Feb 10, 2026 SCHEDULE 13G/A Large holder update, amended
Feb 10, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report Feb 6, 2026
Feb 4, 2026 SCHEDULE 13G Large holder notice
Jan 29, 2026 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report Jan 28, 2026
Nov 13, 2025 10-Q Quarterly report Sep 30, 2025
Nov 13, 2025 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Nov 10, 2025 8-K items 7.01, 8.01, 9.01 Investor disclosure (Regulation FD); Other event · Current report Nov 7, 2025
Oct 31, 2025 8-K items 1.01, 1.02, 2.01, 9.01 Major agreement signed; Major agreement ended; Purchase or sale of a business completed · Current report Oct 27, 2025
Oct 24, 2025 8-K items 7.01, 8.01, 9.01 Investor disclosure (Regulation FD); Other event · Current report Oct 22, 2025
Sep 19, 2025 8-K items 1.01, 5.02, 9.01 Major agreement signed; Officer or director change · Current report Aug 8, 2025
Aug 29, 2025 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Aug 27, 2025 SCHEDULE 13G Large holder notice
40 of 324 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton CLDI · research, not advice