Dolphin Entertainment, Inc. (DLPN)
Nasdaq: DLPN · Services-Personal Services · Coral Gables, FL · filing with the SEC since 2004
Who owns Dolphin Entertainment, Inc.
As filed with the SECHolders of 5% or more
2
William O'Dowd IV holds 19% of Common Stock, par value $0.015 per share, as its SCHEDULE 13D filed Sep 8, 2026 says.
Directors and officers
6
report now, of 11 people on the record since 2011. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 2 named at left.
Holders of 5% or moreshare of the class, as filed
William O'Dowd IV
SCHEDULE 13D · filed Sep 8, 2026 · Common Stock, par value $0.015 per share
Ephraim G Fields
SCHEDULE 13G · filed May 11, 2026 · Common Stock
What DLPN reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
Bku
An entity · legal entity · owns, named in the 10-K filed Mar 27, 2026
Insider tradesForm 4
0sales
55purchases
0sales on a scheduled plan
0people selling
$0sold, in dollars
$5.2Mbought, in dollars
Open-market trades on Form 4 from Nov 9, 2025 to Nov 9, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Nov 9, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window2 of 16 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| O'Dowd William IV | Chief Executive Officer | 0 | $0 | 0 | 54 | $5.2M |
| Espensen Michael | director | 0 | $0 | 0 | 1 | $0 |