Sprott Focus Trust, Inc. (FUND)
Nasdaq: FUND · filing with the SEC since 1995
Who owns Sprott Focus Trust, Inc.
As filed with the SECHolders of 5% or more
1
W. Whitney George holds 41% of Common Stock, $0.001 par value per share, as its SCHEDULE 13D/A filed Jan 3, 2025 says.
Directors and officers
2
report now, of 7 people on the record since 2006. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 1 named at left.
Holders of 5% or moreshare of the class, as filed
W. Whitney George
SCHEDULE 13D/A · filed Jan 3, 2025 · Common Stock, $0.001 par value per share
What FUND reports owning in othersstakes of 5% or more, and other ties
Sprott Focus Trust, Inc. reports no stake in another company in the record.
Insider tradesForm 4
2sales
29purchases
0sales on a scheduled plan
2people selling
$200,000sold, in dollars
$6.2Mbought, in dollars
Open-market trades on Form 4 from Oct 1, 2025 to Oct 1, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Oct 1, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window2 of 7 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| George W Whitney | Vice President | 1 | $200,000 | 0 | 29 | $6.2M |
| Ulrich Thomas W | President, Chief Compliance Officer and Secretary | 1 | $0 | 0 | 0 | $0 |