Gaia, Inc. (GAIA)
Nasdaq: GAIA · Services-Motion Picture & Video Tape Production · Louisville, CO · filing with the SEC since 1999
Grade4.9
◀ Past 4.5● Present 4.3▶ Future 6.0
Who owns Gaia, Inc.
As filed with the SECHolders of 5% or more
2
John P. Szabo, Jr. holds 9.9% of Class A Common Stock, as its SCHEDULE 13G/A filed May 15, 2025 says.
Directors and officers
7
report now, of 19 people on the record since 2006. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 2 named at left.
Holders of 5% or moreshare of the class, as filed
John P. Szabo, Jr.
SCHEDULE 13G/A · filed May 15, 2025 · Class A Common Stock
Ameriprise Financial, Inc.
SCHEDULE 13G/A · filed Aug 14, 2026 · Class A Common Stock · 4.8% in Aug 14, 2025
Nantahala Capital Management, LLC
SCHEDULE 13G/A · filed May 15, 2025 · Class A Common Stock ($0.0001 par value) · reported falling below 5%, from 5.06% in Nov 14, 2024
Blackrock, Inc.
SCHEDULE 13G/A · filed Jul 28, 2026 · Class A Stock · reported falling below 5%, from 5.2% in Oct 17, 2025
AWM Investment Company, Inc.
SCHEDULE 13G/A · filed Jul 8, 2026 · Class A Common Stock, $0.0001 Par Value · reported falling below 5%, from 6.4% in Feb 13, 2026
What GAIA reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
Utv LLC
A company bought · acquisition · owns, named in the 10-K filed Mar 6, 2026
5 subsidiaries in 1 country, from the list filed with the 10-K filed Mar 6, 2026.
Insider tradesForm 4
0sales
32purchases
0sales on a scheduled plan
0people selling
$0sold, in dollars
$300,000bought, in dollars
Open-market trades on Form 4 from Nov 3, 2025 to Nov 3, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Nov 3, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window3 of 26 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Sutherland Paul Howard | director | 0 | $0 | 0 | 27 | $300,000 |
| Nuta Yonathan Abraham | COO | 0 | $0 | 0 | 4 | $0 |
| Medvedich Kiersten | CEO | 0 | $0 | 0 | 1 | $0 |