Great Elm Group, Inc. (GEG)
Nasdaq: GEG · Services-Prepackaged Software · Palm Beach Gardens, FL · filing with the SEC since 2020
Who runs Great Elm Group, Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Reese Jason W.
Mr. Reese is the Chairman and Chief Executive Officer of the Issuer.. First filing Jan 2021, latest Sep 23, 2026, 18 filings in all.
Officers reporting now
4
of 11 people with a filing in the last fifteen months
Directors reporting now
7
16 people on the record since 2021
Officerssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Reese Jason W. | Mr. Reese is the Chairman and Chief Executive Officer of the Issuer. | Jan 2021 | Sep 23, 2026 | none |
| Kleinman Adam M | President | Sep 2022 | Sep 23, 2026 | none |
| Davis Keri | Chief Financial Officer | May 2023 | Sep 23, 2026 | none |
| Milz Nichole | Chief Operating Officer | Sep 2022 | Sep 23, 2026 | none |
Directorssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Drapkin Matthew A | director | Jan 2021 | Jan 12, 2026 | none |
| Matter David | director | May 2022 | Jan 12, 2026 | none |
| Nathan Lloyd | director | Aug 2025 | Jan 12, 2026 | none |
| Parmelee James P | director | Mar 2021 | Jan 12, 2026 | none |
| Scheyer Eric J | director | Jan 2021 | Jan 12, 2026 | none |
| Schwartz David W. | director | Dec 2025 | Jan 12, 2026 | none |
| Smith Booker | director | Sep 2025 | Jan 12, 2026 | none |
Owners of more than 10% of a classsales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Great Elm Group, Inc. | 10% owner | Sep 2026 | Sep 23, 2026 | none |
| Imperial Capital Asset Management, LLC | 10% owner | Dec 2024 | Sep 23, 2026 | none |
| Imperial Capital Group Holdings II, LLC | 10% owner | Jan 2023 | Sep 23, 2026 | none |
| Long Ball Partners LLC | 10% owner | Jan 2021 | Sep 23, 2026 | none |
| Bc Advisors LLC | 10% owner | May 2021 | Jul 14, 2026 | none |
| Northern Right Capital (Qp), L.P. | 10% owner | May 2021 | Jul 14, 2026 | none |
| Northern Right Capital Management, L.P. | 10% owner | May 2021 | Jul 14, 2026 | none |
| Northern Right Fund Gp LLC | 10% owner | Jan 2025 | Jul 14, 2026 | none |
| Northern Right Long Only Master Fund LP | 10% owner | Jan 2025 | Jul 14, 2026 | none |
| Woodstead Value Fund LP | 10% owner | Oct 2025 | Oct 8, 2025 | none |
| Smith Randall D | 10% owner | Sep 2025 | Sep 8, 2025 | none |
Earlier names on the record8, newest filing first
Pc Elfun LLC · 10% owner · last filing Jun 2025Hugar James H · director · last filing Jan 2025Imperial Capital Asset Management, LLC · 10% owner · last filing Sep 2024Nrc Partners I, LP · 10% owner · last filing Mar 2023Reed Peter A · officer · last filing Sep 2022Pearson Brent J · officer · last filing Sep 2022Harbin Thomas S · director · last filing May 2022Serota Jeffrey · director · last filing Jan 2022
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.