Goldman Sachs Group Inc. (GS)
NYSE: GS · Security Brokers, Dealers & Flotation Companies · New York, NY · filing with the SEC since 1998
Grade5.0
◀ Past 6.4● Present 5.7▶ Future 3.1
Who runs Goldman Sachs Group Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Solomon David M
Chairman of the Board and CEO. First filing Jan 2017, latest Oct 27, 2026, 25 filings in all.
Officers reporting now
10
of 21 people with a filing in the last fifteen months
Directors reporting now
11
50 people on the record since 0025
Officerssales are open-market, Oct 29, 2025 to Oct 29, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Leslie Ericka T | Chief Administrative Officer | Feb 2022 | Oct 29, 2026 | 12 · $1.5M |
| Solomon David M | Chairman of the Board and CEO | Jan 2017 | Oct 27, 2026 | 7 · $14.4M |
| Rogers John F.W. | Executive Vice President | Apr 2011 | Oct 27, 2026 | 29 · $15.2M |
| Waldron John E. | President and COO | Oct 2018 | Oct 27, 2026 | none |
| Coleman Denis P. | Chief Financial Officer | Jul 25 | Oct 27, 2026 | 16 · $17.6M |
| Fredman Sheara J | Chief Accounting Officer | Nov 2019 | Oct 27, 2026 | 20 · $14.1M |
| Viniar David A | Executive Vice President - CFO | Jan 2006 | Jul 17, 2026 | 37 · $65.8M |
| Ruemmler Kathryn H. | Chief Legal Officer, GC | Mar 2021 | May 8, 2026 | 23 · $23.0M |
| Golten Alex S | CHIEF RISK OFFICER | Jan 2025 | Apr 24, 2026 | 9 · $4.2M |
| Halio Carey | Global Treasurer | May 2024 | Jan 29, 2026 | 19 · $4.3M |
Directorssales are open-market, Oct 29, 2025 to Oct 29, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Flaherty Mark A. | director | Dec 2014 | Oct 16, 2026 | none |
| Hess John B | director | Jun 2024 | Oct 16, 2026 | none |
| Johnson Kevin R | director | Nov 2022 | Oct 16, 2026 | none |
| Oppenheimer Peter | director | Mar 2014 | Oct 16, 2026 | none |
| Mittal Lakshmi N | director | Jul 2008 | Apr 16, 2026 | none |
| Burns M Michele | director | Oct 2011 | Jan 21, 2026 | none |
| Harris Kimberley D. | director | May 2021 | Jan 21, 2026 | none |
| Kullman Ellen Jamison | director | Dec 2016 | Jan 21, 2026 | none |
| Mcclure Kathleen R | director | Feb 2025 | Jan 21, 2026 | none |
| Montag Thomas K. | director | Jul 2023 | Jan 21, 2026 | none |
| Tighe Jan E | director | Dec 2018 | Jan 21, 2026 | none |
Owners of more than 10% of a classsales are open-market, Oct 29, 2025 to Oct 29, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Broad Street Principal Investments, L.L.C. | other | Aug 2026 | Aug 28, 2026 | none |
| Goldman Sachs & Co. LLC | 10% owner | Nov 2019 | Aug 28, 2026 | none |
| Goldman Sachs Asset Management, L.P. | other | Aug 2026 | Aug 28, 2026 | none |
| Goldman Sachs Group Inc | 10% owner | Nov 2019 | Aug 28, 2026 | none |
| West Street Life Sciences I, L.P. | other | Aug 2026 | Aug 28, 2026 | none |
| Wsls Emp Offshore Investments, L.P. | other | Aug 2026 | Aug 28, 2026 | none |
| Wsls Emp Onshore Investments, L.P. | other | Aug 2026 | Aug 28, 2026 | none |
| Wsls Offshore Investments, Slp | other | Aug 2026 | Aug 28, 2026 | none |
Earlier names on the record29, newest filing first
Lee Brian J · officer · last filing Oct 2024Ogunlesi Adebayo O. · director · last filing Apr 2024Berlinski Philip R. · officer · last filing Feb 2024Uhl Jessica R. · director · last filing Jan 2024Winkelman Marius O · director · last filing Apr 2023Faust Drew G · director · last filing Jan 2023Stein Laurence · officer · last filing Feb 2022Scherr Stephen M · officer · last filing Nov 2021Hammack Elizabeth M · officer · last filing Jan 2021Seymour Karen Patton · officer · last filing Jan 2021Holmes Dane E · officer · last filing Jul 2019Smith Sarah G · officer · last filing Jan 2019George William W · director · last filing Jan 2019Johnson James A /dc/ · director · last filing Jan 2019Palm Gregory K · officer · last filing Dec 2018O'Neill Timothy J. · officer · last filing Oct 2018Jay Sachs LLC · director · last filing Mar 2018Chavez R. Martin · officer · last filing Feb 2018Salame Pablo J · officer · last filing Feb 2018Gnodde Richard J · officer · last filing Jan 2018Blankfein Lloyd C · officer · last filing Dec 2017Schwartz Harvey M · officer · last filing Dec 2017Cooper Edith W · officer · last filing Dec 2017Cohen Alan M · officer · last filing Feb 2017Cohn Gary D · officer · last filing Jan 2017Spar Debora L · director · last filing Jan 2017Tucker Mark · director · last filing Jan 2017Schwartz Mark · officer · last filing Dec 2016Sherwood Michael S · officer · last filing Nov 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.