Company Analysis

ESS Tech, Inc. (GWH)

OTC: GWH · Miscellaneous Electrical Machinery, Equipment & Supplies · Wilsonville, OR · filing with the SEC since 2020
Grade2.4
◀ Past 2.1● Present 2.2▶ Future 3.1
1 est.

Filings

310 filings since 2017 beside 164 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer and smaller reporting company
10-Q Quarterly report for the quarter ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Nov 14, 2026
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 42 days after the quarter ended. The proxy statement was last filed Sep 24, 2026.

Filings a yearinsider forms included
321277263428157
2020202120222023202420252026

2026 counts to Nov 13, 2026.

Listing warning from its exchange (8-K item 3.01): 6 times in the last 36 months, the newest Oct 5, 2026.Officer or director change (8-K item 5.02): 8 times in the last 36 months, the newest Sep 3, 2026.SEC letters: 4 in the last 36 months, the newest Dec 9, 2025.
Insider forms 164

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 12, 2026 SCHEDULE 13G/A Large holder update, amended
Oct 5, 2026 8-K items 3.01, 7.01, 9.01 Listing warning from its exchange; Investor disclosure (Regulation FD) · Current report Oct 2, 2026
Sep 30, 2026 8-K item 3.01 Listing warning from its exchange · Current report Sep 24, 2026
Sep 24, 2026 DEF 14A Proxy statement
Sep 16, 2026 EFFECT Registration effective
Sep 16, 2026 424B3 Shelf offering
Sep 15, 2026 PRE 14A Preliminary proxy statement Sep 14, 2026
Sep 8, 2026 S-3 Shelf registration
Sep 3, 2026 8-K item 5.02 Officer or director change · Current report Aug 28, 2026
Aug 21, 2026 8-K items 1.01, 3.02, 8.01, 9.01 Major agreement signed; Shares sold without registration; Other event · Current report Aug 20, 2026
Aug 21, 2026 424B5 Shelf offering
Aug 14, 2026 SCHEDULE 13G/A Large holder update, amended
Aug 13, 2026 SCHEDULE 13G/A Large holder update, amended
Aug 11, 2026 10-Q Quarterly report Jun 30, 2026
Aug 11, 2026 8-K items 2.02, 9.01 Results released · Current report
Aug 6, 2026 8-K items 2.02, 8.01 Results released; Other event · Current report
Jul 17, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Jul 16, 2026
Jul 17, 2026 424B5 Shelf offering
Jul 2, 2026 25-NSE Delisting notice from the exchange
Jul 1, 2026 8-K item 3.01 Listing warning from its exchange · Current report Jun 30, 2026
Jun 23, 2026 8-K items 2.02, 7.01, 8.01, 9.01 Results released; Investor disclosure (Regulation FD); Other event · Current report
Jun 18, 2026 8-K item 5.02 Officer or director change · Current report Jun 12, 2026
Jun 15, 2026 8-K items 3.01, 7.01, 9.01 Listing warning from its exchange; Investor disclosure (Regulation FD) · Current report Jun 9, 2026
Jun 1, 2026 SD Conflict minerals report
May 29, 2026 8-K item 5.07 Shareholder vote · Current report
May 15, 2026 SCHEDULE 13G/A Large holder update, amended
May 11, 2026 SCHEDULE 13G Large holder notice
May 7, 2026 10-Q Quarterly report Mar 31, 2026
May 7, 2026 8-K items 2.02, 9.01 Results released · Current report
Apr 15, 2026 ARS Annual report to shareholders Dec 31, 2025
Apr 15, 2026 DEFA14A Extra proxy material
Apr 15, 2026 DEF 14A Proxy statement Dec 31, 2025
Apr 15, 2026 8-K item 5.02 Officer or director change · Current report Apr 10, 2026
Mar 5, 2026 S-8 Employee stock plan registration
Mar 5, 2026 10-K Annual report Dec 31, 2025
Mar 5, 2026 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report
Feb 17, 2026 SCHEDULE 13G Large holder notice
Jan 30, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Jan 29, 2026
Jan 30, 2026 424B5 Shelf offering
Jan 29, 2026 8-K items 2.02, 5.02, 9.01 Results released; Officer or director change · Current report Jan 23, 2026
40 of 310 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton GWH · research, not advice