Heritage Global Inc. (HGBL)
Nasdaq: HGBL · Services-Business Services, NEC · San Diego, CA · filing with the SEC since 1995
Grade5.2
◀ Past 5.3● Present 5.6▶ Future 4.9
Who owns Heritage Global Inc.
As filed with the SECHolders of 5% or more
4
Punch & Associates Investment Management, Inc. holds 6.5% of Common Stock, as its SCHEDULE 13G/A filed May 15, 2026 says.
Directors and officers
11
report now, of 23 people on the record since 2006. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 4 named at left.
Holders of 5% or moreshare of the class, as filed
Punch & Associates Investment Management, Inc.
SCHEDULE 13G/A · filed May 15, 2026 · Common Stock
Mink Brook Asset Management LLC
SCHEDULE 13G/A · filed Apr 6, 2026 · Common Stock · 5.26% in May 14, 2025
Ross Dove
SCHEDULE 13D/A · filed Sep 29, 2026 · Common Stock
Topline Capital Management, LLC
SCHEDULE 13G/A · filed Feb 10, 2025 · Common Stock
Vanguard Capital Management
SCHEDULE 13G/A · filed Jul 31, 2026 · Common Stock · reported falling below 5%, from 5.28% in Apr 30, 2026
The Vanguard Group
SCHEDULE 13G/A · filed Mar 27, 2026 · Common Stock · reported falling below 5%
What HGBL reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
Dhc8 LLC
An investee · investee, related party · invested in, named in the 10-K filed Mar 12, 2026
DLZ Solutions LLC
An investee · investee, related party · invested in, named in the 10-K filed Mar 12, 2026
H G C Funding I L L C
An investee · investee, related party · invested in, named in the 10-K filed Mar 12, 2026
HGC MPG Funding LLC
An investee · investee, related party · invested in, named in the 10-K filed Mar 12, 2026
Knfh II LLC
An investee · investee, related party · invested in, named in the 10-K filed Mar 12, 2026
Alt
A company bought · acquisition · owns, named in the 10-K filed Mar 12, 2026
H G P
A company bought · acquisition · owns, named in the 10-K filed Mar 12, 2026
N L E X
A company bought · acquisition · owns, named in the 10-K filed Mar 12, 2026
11 subsidiaries in 1 country, from the list filed with the 10-K filed Mar 12, 2026.
Insider tradesForm 4
10sales
5purchases
9sales on a scheduled plan
2people selling
$400,000sold, in dollars
$500,000bought, in dollars
Open-market trades on Form 4 from Nov 3, 2025 to Nov 3, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Nov 3, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window6 of 26 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Dove Ross | CEO | 1 | $400,000 | 0 | 0 | $0 |
| Dove Nicholas Kirk | President, Industrial Assets | 0 | $0 | 0 | 2 | $100,000 |
| Hounsell Bruce Kenneth | President, Heritage DebtX LLC | 0 | $0 | 0 | 1 | $0 |
| Cobb Brian J. | CFO | 0 | $0 | 0 | 1 | $0 |
| Burnham William L | director | 0 | $0 | 0 | 1 | $400,000 |
| Sklar James Edward | EVP, Gen Counsel & Secretary | 10 | $0 | 10 | 0 | $0 |