Lumentum Holdings Inc. (LITE)
Nasdaq: LITE · Communications Equipment, NEC · San Jose, CA · filing with the SEC since 2015
Grade5.5
◀ Past 6.4● Present 4.8▶ Future 5.6
Who owns Lumentum Holdings Inc.
As filed with the SECHolders of 5% or more
3
Vanguard Capital Management holds 7.35% of Common Stock, as its SCHEDULE 13G filed Apr 30, 2026 says.
Directors and officers
15
report now, of 25 people on the record since 2015. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 3 named at left.
Holders of 5% or moreshare of the class, as filed
Vanguard Capital Management
SCHEDULE 13G · filed Apr 30, 2026 · Common Stock
Blackrock, Inc.
SCHEDULE 13G/A · filed Apr 24, 2026 · Common Stock
Vanguard Portfolio Management
SCHEDULE 13G · filed Apr 29, 2026 · Common Stock
Fmr LLC
SCHEDULE 13G/A · filed Jul 8, 2026 · COMMON STOCK · reported falling below 5%, from 10.4% in May 6, 2026
SteelMill Master Fund LP
SCHEDULE 13G/A · filed Aug 14, 2025 · Common Stock, par value of $0.001 per share · reported falling below 5%, from 5.1% in Feb 28, 2025
Invesco LTD
SCHEDULE 13G/A · filed Nov 6, 2025 · Common Stock · reported falling below 5%, from 5.7% in May 9, 2025
Capital World Investors
SCHEDULE 13G/A · filed May 14, 2026 · Common Stock · reported falling below 5%, from 5.8% in Nov 13, 2025
Point72 Asset Management, L.P.
SCHEDULE 13G/A · filed Aug 14, 2025 · Common Stock, par value $0.001 per share · reported falling below 5%, from 6.1% in Feb 14, 2025
The Vanguard Group
SCHEDULE 13G/A · filed Mar 27, 2026 · Common Stock · reported falling below 5%
What LITE reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
Manufacturing Facility in Greensboro, North Carolina
A company bought · acquisition · Mar 2026 · owns, named in the 10-K filed Aug 17, 2026
49 subsidiaries in 20 countries, from the list filed with the 10-K filed Aug 17, 2026.
Insider tradesForm 4
185sales
0purchases
166sales on a scheduled plan
12people selling
$176Msold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Oct 2, 2025 to Oct 2, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Oct 2, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window12 of 26 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Retort Vincent | Officer title: Executive Vice President, Global Reliability & Quality | 60 | $69.5M | 60 | 0 | $0 |
| Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | 15 | $31.8M | 15 | 0 | $0 |
| Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | 33 | $18.7M | 33 | 0 | $0 |
| Kim Jae | SVP, GENERAL COUNSEL | 23 | $16.6M | 23 | 0 | $0 |
| Lillie Brian | director | 31 | $11.8M | 31 | 0 | $0 |
| Small Ian | director | 4 | $7.5M | 0 | 0 | $0 |
| Harris Isaac Hosojiro | Officer title: Interim Chief Procurement Officer | 3 | $6.6M | 2 | 0 | $0 |
| Herscher Penny | director | 9 | $5.0M | 0 | 0 | $0 |
| Fletcher Pamela | director | 4 | $4.1M | 2 | 0 | $0 |
| Johnson Julia Suzanne | director | 1 | $2.7M | 0 | 0 | $0 |
| Sepe Matthew Joseph | CHIEF ACCOUNTING OFFICER | 1 | $1.0M | 0 | 0 | $0 |
| Hurlston Michael E. | President and CEO | 1 | $500,000 | 0 | 0 | $0 |