LPL Financial Holdings Inc. (LPLA)
Nasdaq: LPLA · Security & Commodity Brokers, Dealers, Exchanges & Services · San Diego, CA · filing with the SEC since 2007
Grade5.9
◀ Past 7.8● Present 5.6▶ Future 5.0
Who owns LPL Financial Holdings Inc.
As filed with the SECHolders of 5% or more
4
Vanguard Capital Management holds 5.36% of Common Stock, as its SCHEDULE 13G filed Apr 30, 2026 says.
Directors and officers
19
report now, of 43 people on the record since 2007. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 4 named at left.
Holders of 5% or moreshare of the class, as filed
Vanguard Capital Management
SCHEDULE 13G · filed Apr 30, 2026 · Common Stock
JANUS HENDERSON GROUP Ltd.
SCHEDULE 13G · filed Aug 13, 2026 · Common Stock
Dodge & Cox
SCHEDULE 13G · filed May 14, 2026 · Common Stock
Boston Partners
SCHEDULE 13G · filed Aug 4, 2026 · Common Stock
The Vanguard Group
SCHEDULE 13G/A · filed Mar 27, 2026 · Common Stock · reported falling below 5%, from 10.1% in Aug 7, 2025
What LPLA reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
Commonwealth Financial Network. Acquisition
A company bought · acquisition · Jul 2025 · owns, named in the 10-K filed Feb 23, 2026
Atria Wealth Solutions, Inc. Acquisition
A company bought · acquisition · Sep 2024 · owns, named in the 10-K filed Feb 23, 2026
The Investment Center, Inc.
A company bought · acquisition · owns, named in the 10-K filed Feb 23, 2026
12 subsidiaries in 1 country, from the list filed with the 10-K filed Feb 23, 2026.
Insider tradesForm 4
53sales
0purchases
49sales on a scheduled plan
7people selling
$8.0Msold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Sep 30, 2025 to Sep 30, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Sep 30, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window7 of 43 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Gates Greg | Group Managing Director | 20 | $2.5M | 19 | 0 | $0 |
| Steinmeier Richard | Chief Executive Officer | 6 | $1.9M | 6 | 0 | $0 |
| Audette Matthew J | President and CFO | 10 | $1.0M | 10 | 0 | $0 |
| Enyedi Matthew | Group Managing Director | 10 | $1.0M | 10 | 0 | $0 |
| Cohen Marc Eliot | Group Managing Director | 2 | $1.0M | 0 | 0 | $0 |
| Jambusaria Aneri | Group Managing Director | 4 | $300,000 | 4 | 0 | $0 |
| Reeping Katharine | Principal Accounting Officer | 1 | $200,000 | 0 | 0 | $0 |