Moody's Corporation (MCO)
NYSE: MCO · Services-Consumer Credit Reporting, Collection Agencies · New York, NY · filing with the SEC since 1998
Grade6.5
◀ Past 7.1● Present 6.4▶ Future 6.3
Who runs Moody's Corporation
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Fauber Robert
President and CEO. First filing Jan 2010, latest Nov 10, 2026, 89 filings in all.
Officers reporting now
6
of 16 people with a filing in the last fifteen months
Directors reporting now
10
41 people on the record since 2006
Officerssales are open-market, Nov 10, 2025 to Nov 10, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Fauber Robert | President and CEO | Jan 2010 | Nov 10, 2026 | 23 · $9.5M |
| Phillips Jason D | Chief Acctg Off & Controller | Apr 2025 | Nov 6, 2026 | 3 · $300,000 |
| West Michael L | CEO - Moody's Ratings | Nov 2019 | Nov 5, 2026 | 8 · $8.6M |
| Kosmowski Christina | CEO, Moody's Analytics | Jun 2026 | Jul 2, 2026 | none |
| Steele Richard G | SVP - General Counsel | Sep 2023 | Jul 2, 2026 | 6 · $500,000 |
| Heuland Noemie Clemence | SVP & Chief Financial Officer | Apr 2024 | Mar 5, 2026 | 1 · $0.00 |
Directorssales are open-market, Nov 10, 2025 to Nov 10, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Demmings Keith | director | Nov 2026 | Nov 3, 2026 | none |
| Minaya Jose | director | Oct 2022 | Oct 5, 2026 | none |
| Bermudez Jorge A. | director | Apr 2011 | Sep 8, 2026 | none |
| Esperdy Therese | director | Mar 2019 | Sep 8, 2026 | none |
| Forlenza Vincent A | director | Apr 2018 | Sep 8, 2026 | none |
| Sawicki Lisa P | director | Mar 2026 | Sep 8, 2026 | none |
| Seidman Leslie | director | Dec 2013 | Sep 8, 2026 | none |
| Van Saun Bruce | director | Mar 2016 | Sep 8, 2026 | none |
| Dhawan Sumit | director | Jul 2025 | Feb 26, 2026 | none |
| Serafin Zig | director | Jul 2021 | Feb 26, 2026 | none |
Earlier names on the record25, newest filing first
Tulenko Stephen T · officer · last filing Aug 2025Howell Lloyd Jr · director · last filing Jun 2025Hill Kathryn · director · last filing Mar 2025Sullivan Caroline · officer · last filing Mar 2025Moodys Corp /de/ · director · last filing Feb 2024Kaye Mark · officer · last filing Aug 2023Mcdaniel Raymond W · officer · last filing Mar 2023Goggins John J · officer · last filing Mar 2023Hughes Melanie · officer · last filing Aug 2021Anderson Basil · director · last filing Mar 2021Mckinnell Henry A · director · last filing Mar 2021Zalm Gerrit · director · last filing Feb 2020Almeida Mark · officer · last filing Aug 2019Cantor Richard · officer · last filing May 2019Worrall Blair · officer · last filing Nov 2018Huber Linda · officer · last filing Aug 2018Hare Jeffrey R · officer · last filing Jun 2018Hogan David A · officer · last filing Jun 2018Crimmins Michael S · officer · last filing May 2018Duffie Darrell · director · last filing Apr 2018Kist Ewald · director · last filing Feb 2018Westlake Lisa · officer · last filing Mar 2017Madelain Michel · officer · last filing Jun 2016Wulff John K · director · last filing Apr 2016Mccabe Joseph J · officer · last filing Mar 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.