Company Analysis

Mobix Labs, Inc. (MOBX)

Nasdaq: MOBX · Semiconductors & Related Devices · Irvine, CA · filing with the SEC since 2021
Grade3.4
◀ Past 3.7● Present 2.5▶ Future 4.3
2 est.

Filings

295 filings since 2017 beside 130 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer and smaller reporting company
10-K Annual report for the fiscal year ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Dec 29, 2026
10-Q Quarterly report for the quarter ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Feb 14, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. The proxy statement was last filed Sep 14, 2026.

Filings a yearinsider forms included
23347565121107
202120222023202420252026

2026 counts to Nov 13, 2026.

Officer or director change (8-K item 5.02): 7 times in the last 36 months, the newest Aug 28, 2026.Listing warning from its exchange (8-K item 3.01): 3 times in the last 36 months, the newest Oct 30, 2025.Auditor change (8-K item 4.01): 1 time in the last 36 months, the newest Dec 28, 2023.SEC letters: 22 in the last 36 months, the newest May 5, 2026.A late-filing notice, Form NT 10-Q, filed Aug 14, 2026.A late-filing notice, Form NT 10-Q, filed May 18, 2026.A late-filing notice, Form NT 10-K, filed Dec 30, 2025.A late-filing notice, Form NT 10-Q, filed Feb 15, 2024.
Insider forms 130

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 13, 2026 8-K items 1.02, 2.02, 8.01, 9.01 Major agreement ended; Results released; Other event · Current reportThe SI's read Mobix Labs and Special Project Delivery ended their August 13, 2026 merger agreement with no termination fees, after failing to obtain a fairness opinion, and the board approved a 1-for-7 reverse stock split taking effect on November 16, 2026 that cuts Class A shares from about 23,646,570 to about 3,378,082. The split is meant to keep the stock above the exchange's minimum bid rule, while preliminary results show fourth quarter revenue of about $1.81 million against $789,000 in the prior quarter. The tag is neutral because better quarterly sales sit beside a dropped deal and a split made to keep the listing. Nov 10, 2026
Nov 10, 2026 EFFECT Registration effective
Oct 30, 2026 S-1 Listing registration
Oct 22, 2026 424B3 Shelf offering
Oct 22, 2026 424B3 Shelf offering
Oct 22, 2026 424B3 Shelf offering
Oct 19, 2026 8-K items 1.02, 9.01 Major agreement ended · Current report Oct 14, 2026
Oct 16, 2026 DEFA14A Extra proxy material
Oct 16, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Oct 9, 2026 DEFA14A Extra proxy material
Oct 9, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report Oct 8, 2026
Oct 6, 2026 424B3 Shelf offering
Oct 6, 2026 424B3 Shelf offering
Oct 5, 2026 424B3 Shelf offering
Oct 5, 2026 424B3 Shelf offering
Oct 5, 2026 8-K item 5.07 Shareholder vote · Current report Oct 2, 2026
Sep 14, 2026 DEF 14A Proxy statement Sep 11, 2026
Sep 3, 2026 EFFECT Registration effective
Aug 31, 2026 DEFA14A Extra proxy material
Aug 31, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Aug 28, 2026 S-1 Listing registration
Aug 28, 2026 8-K items 1.01, 2.03, 3.02, 3.03, 5.02, 9.01 Major agreement signed; New debt or obligation taken on; Shares sold without registration; Change to shareholders' rights; Officer or director change · Current report Aug 24, 2026
Aug 28, 2026 PRE 14A Preliminary proxy statement
Aug 19, 2026 424B3 Shelf offering
Aug 19, 2026 424B3 Shelf offering
Aug 18, 2026 10-Q Quarterly report Jun 30, 2026
Aug 14, 2026 NT 10-Q Late quarterly report notice Jun 30, 2026
Aug 13, 2026 DEFA14A Extra proxy material
Aug 13, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Jul 29, 2026 8-K items 1.01, 3.02 Major agreement signed; Shares sold without registration · Current report Jul 24, 2026
Jul 17, 2026 424B3 Shelf offering
Jul 16, 2026 EFFECT Registration effective
Jul 9, 2026 S-1/A Listing registration, amended
Jun 30, 2026 424B3 Shelf offering
Jun 29, 2026 EFFECT Registration effective
Jun 26, 2026 8-K items 1.01, 2.03, 3.02, 8.01, 9.01 Major agreement signed; New debt or obligation taken on; Shares sold without registration; Other event · Current report Jun 22, 2026
Jun 26, 2026 POS AM Registration amended after taking effect
Jun 22, 2026 S-1 Listing registration
Jun 10, 2026 DEFA14A Extra proxy material
Jun 10, 2026 8-K item 8.01 Other event · Current report Jun 9, 2026
40 of 295 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton MOBX · research, not advice