NewtekOne, Inc. (NEWT)
Nasdaq: NEWT · National Commercial Banks · Boca Raton, FL · filing with the SEC since 2013
Who owns NewtekOne, Inc.
As filed with the SECHolders of 5% or more
2
Patriot Financial Partners IV, L.P. holds 8.06% of Common Stock, as its SCHEDULE 13D filed Sep 22, 2025 says.
Directors and officers
10
report now, of 20 people on the record since 2014. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 2 named at left.
Holders of 5% or moreshare of the class, as filed
Patriot Financial Partners IV, L.P.
SCHEDULE 13D · filed Sep 22, 2025 · Common Stock
Sloane, Barry
SCHEDULE 13D/A · filed Feb 11, 2025 · Common Stock, par value $0.02 per share
The Vanguard Group
SCHEDULE 13G/A · filed Mar 27, 2026 · Common Stock · reported falling below 5%
What NEWT reports owning in othersstakes of 5% or more, and other ties
26 subsidiaries in 1 country, from the list filed with the 10-K filed Mar 10, 2026.
Insider tradesForm 4
0sales
23purchases
0sales on a scheduled plan
0people selling
$0sold, in dollars
$500,000bought, in dollars
Open-market trades on Form 4 from Sep 30, 2025 to Sep 30, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Sep 30, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window8 of 20 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Sloane Barry | President, Chairman & CEO | 0 | $0 | 0 | 10 | $400,000 |
| Brunet Craig Jeffry | Executive Vice-President | 0 | $0 | 0 | 3 | $0 |
| Zink Gregory L | director | 0 | $0 | 0 | 3 | $0 |
| Demaria Frank M | Cheif Financial Officer | 0 | $0 | 0 | 2 | $0 |
| Salute Richard J | director | 0 | $0 | 0 | 2 | $0 |
| Downs Peter Mathison | President, Newtek Bank | 0 | $0 | 0 | 1 | $0 |
| Schwartz Michael Adam | Chief Legal Officer | 0 | $0 | 0 | 1 | $0 |
| Razon-Feingold Halli | SVP, Human Resources & CAO | 0 | $0 | 0 | 1 | $0 |