Neostellar Capital Corp. (NSLR)
Nasdaq: NSLR · New York, NY · filing with the SEC since 2011
Who runs Neostellar Capital Corp.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Klein Mark D
Chairman, CEO and President. First filing Apr 2011, latest Sep 22, 2026, 40 filings in all.
Officers reporting now
3
of 9 people with a filing in the last fifteen months
Directors reporting now
6
12 people on the record since 2011
Officerssales are open-market, Nov 12, 2025 to Nov 12, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Klein Mark D | Chairman, CEO and President | Apr 2011 | Sep 22, 2026 | none |
| Green Allison | Chief Financial Officer, Treasurer and Corporate Secretary | Jun 2018 | Jun 16, 2026 | none |
| Nash James Robert | Chief Compliance Officer | Mar 2026 | Mar 25, 2026 | none |
Directorssales are open-market, Nov 12, 2025 to Nov 12, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Mazur Marc | director | Mar 2017 | Nov 12, 2026 | none |
| Potter Leonard | director | Apr 2011 | Nov 9, 2026 | none |
| Lott Ronald M. | director | Feb 2015 | Sep 4, 2026 | 3 · $200,000 |
| Falk Erik A | director | Jul 2026 | Aug 26, 2026 | none |
| Szuch Richard C. | director | Jul 2025 | Jun 12, 2026 | none |
| Westley Lisa | director | Jul 2019 | Jun 12, 2026 | none |
Earlier names on the record7, newest filing first
Birch Robert S. · 10% owner · last filing Apr 2021Moe Michael T. · officer · last filing Jun 2018Pottruck David S · director · last filing May 2018Pine River Capital Management L.P. · 10% owner · last filing Feb 2017Pine River Master Fund Ltd. · 10% owner · last filing Feb 2017Taylor Brian · 10% owner · last filing Feb 2017Flynn Mark W. · officer · last filing Mar 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.