Company Analysis

Ocugen, Inc. (OCGN)

Nasdaq: OCGN · Biological Products, (No Diagnostic Substances) · Malvern, PA · filing with the SEC since 2006
Grade4.4
◀ Past 4.4● Present 4.3▶ Future 4.4
2 est.

Filings

506 filings since 2017 beside 236 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer and smaller reporting company
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027
10-Q Quarterly report for the quarter ending Mar 31, 2027Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by May 15, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 35 days after the quarter ended. The proxy statement was last filed Jul 30, 2026.

Filings a yearinsider forms included
112781187672665462
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Officer or director change (8-K item 5.02): 8 times in the last 36 months, the newest Jun 3, 2026.Listing warning from its exchange (8-K item 3.01): 2 times in the last 36 months, the newest Jul 1, 2025.Auditor change (8-K item 4.01): 2 times in the last 36 months, the newest Jul 8, 2024.Warning not to rely on past financial statements (8-K item 4.02): 1 time in the last 36 months, the newest Apr 1, 2024.SEC letters: 4 in the last 36 months, the newest Feb 11, 2025.A late-filing notice, Form NT 10-K, filed Apr 1, 2024.
Insider forms 236

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 10, 2026 8-K items 1.01, 7.01, 9.01 Major agreement signed; Investor disclosure (Regulation FD) · Current report
Nov 6, 2026 DEFA14A Extra proxy material
Nov 6, 2026 DEFA14A Extra proxy material
Nov 4, 2026 10-Q Quarterly report Sep 30, 2026
Nov 4, 2026 8-K items 2.02, 9.01 Results released · Current report
Oct 15, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Oct 15, 2026 8-K items 1.01, 7.01, 8.01, 9.01 Major agreement signed; Investor disclosure (Regulation FD); Other event · Current report Oct 13, 2026
Oct 6, 2026 8-K item 5.07 Shareholder vote · Current report Oct 5, 2026
Sep 23, 2026 8-K item 5.07 Shareholder vote · Current report Sep 21, 2026
Sep 8, 2026 8-K items 7.01, 8.01, 9.01 Investor disclosure (Regulation FD); Other event · Current report Sep 1, 2026
Aug 14, 2026 DEFA14A Extra proxy material
Aug 13, 2026 SCHEDULE 13G/A Large holder update, amended
Aug 7, 2026 SCHEDULE 13G Large holder notice
Aug 6, 2026 10-Q Quarterly report Jun 30, 2026
Aug 6, 2026 8-K items 2.02, 9.01 Results released · Current report
Jul 30, 2026 DEFA14A Extra proxy material
Jul 30, 2026 DEF 14A Proxy statement Sep 21, 2026
Jul 29, 2026 SCHEDULE 13G Large holder notice
Jul 20, 2026 PRE 14A Preliminary proxy statement Sep 21, 2026
Jul 13, 2026 8-K items 8.01, 9.01 Other event · Current report
Jun 11, 2026 8-K items 5.07, 8.01 Shareholder vote; Other event · Current report
Jun 3, 2026 8-K item 5.02 Officer or director change · Current report May 29, 2026
May 14, 2026 8-K items 5.02, 8.01 Officer or director change; Other event · Current report May 8, 2026
May 14, 2026 8-K items 2.03, 3.02, 7.01, 9.01 New debt or obligation taken on; Shares sold without registration; Investor disclosure (Regulation FD) · Current report
May 8, 2026 10-Q Quarterly report Mar 31, 2026
May 7, 2026 8-K items 1.01, 1.02, 2.02, 2.03, 3.02, 9.01 Major agreement signed; Major agreement ended; Results released; New debt or obligation taken on; Shares sold without registration · Current report
May 5, 2026 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report
May 4, 2026 8-K items 2.02, 7.01, 8.01, 9.01 Results released; Investor disclosure (Regulation FD); Other event · Current report
Apr 28, 2026 DEFA14A Extra proxy material
Apr 28, 2026 ARS Annual report to shareholders Dec 31, 2025
Apr 28, 2026 DEF 14A Proxy statement Jun 11, 2026
Apr 20, 2026 PRER14A Form PRER14A
Apr 17, 2026 PRE 14A Preliminary proxy statement Jun 11, 2026
Apr 14, 2026 SCHEDULE 13G Large holder notice
Mar 27, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report Mar 26, 2026
Mar 27, 2026 SCHEDULE 13G/A Large holder update, amended
Mar 24, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Mar 20, 2026 8-K item 8.01 Other event · Current report Mar 12, 2026
Mar 4, 2026 10-K Annual report Dec 31, 2025
Mar 4, 2026 S-8 Employee stock plan registration
40 of 506 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton OCGN · research, not advice