Company Analysis

Ocean Power Technologies, Inc. (OPTT)

NYSE: OPTT · Electric Services · Monroe Township, NJ · filing with the SEC since 2006
Grade1.9
◀ Past 1.2● Present 2.0▶ Future 2.2
1 est.

Filings

550 filings since 2017 beside 148 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer and smaller reporting company
10-Q Quarterly report for the quarter ending Oct 31, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Dec 15, 2026
10-K Annual report for the fiscal year ending Apr 30, 2027Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Jul 29, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 24 days after the quarter ended. The proxy statement was last filed Oct 29, 2026.

Filings a yearinsider forms included
766948271061166175
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Auditor change (8-K item 4.01): 3 times in the last 36 months, the newest Oct 28, 2026.Officer or director change (8-K item 5.02): 9 times in the last 36 months, the newest Oct 7, 2026.Listing warning from its exchange (8-K item 3.01): 1 time in the last 36 months, the newest Aug 20, 2026.SEC letters: 5 in the last 36 months, the newest Sep 9, 2024.A late-filing notice, Form NT 10-K, filed Jul 29, 2026.
Insider forms 148

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 12, 2026 EFFECT Registration effective
Nov 5, 2026 S-1/A Listing registration, amended
Nov 3, 2026 8-K items 1.01, 2.03, 3.02, 9.01 Major agreement signed; New debt or obligation taken on; Shares sold without registration · Current report Nov 2, 2026
Oct 29, 2026 DEF 14A Proxy statement
Oct 29, 2026 S-1/A Listing registration, amended
Oct 28, 2026 8-K items 4.01, 8.01, 9.01 Auditor change; Other event · Current report Oct 26, 2026
Oct 19, 2026 PRER14A Form PRER14A
Oct 14, 2026 EFFECT Registration effective
Oct 14, 2026 424B5 Shelf offering
Oct 7, 2026 8-K/A items 1.01, 1.02, 5.02 Major agreement signed; Major agreement ended; Officer or director change · Current report, amended Sep 30, 2026
Oct 7, 2026 8-K items 1.01, 1.02, 5.02 Major agreement signed; Major agreement ended; Officer or director change · Current report Sep 30, 2026
Oct 2, 2026 PRE 14A Preliminary proxy statement
Sep 25, 2026 S-1/A Listing registration, amended
Sep 25, 2026 8-K items 1.01, 2.03, 3.02, 7.01, 9.01 Major agreement signed; New debt or obligation taken on; Shares sold without registration; Investor disclosure (Regulation FD) · Current report Sep 24, 2026
Sep 17, 2026 8-K items 1.01, 1.02, 5.02, 8.01, 9.01 Major agreement signed; Major agreement ended; Officer or director change; Other event · Current report Sep 14, 2026
Sep 14, 2026 10-Q Quarterly report Jul 31, 2026
Sep 11, 2026 8-K items 3.03, 5.03, 5.07, 9.01 Change to shareholders' rights; Charter, bylaw or fiscal-year change; Shareholder vote · Current report Sep 10, 2026
Sep 8, 2026 S-1 Listing registration
Aug 28, 2026 DRS Draft registration, confidential
Aug 25, 2026 S-1 Listing registration
Aug 24, 2026 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report Aug 19, 2026
Aug 20, 2026 8-K items 3.01, 9.01 Listing warning from its exchange · Current report Aug 14, 2026
Aug 19, 2026 10-K Annual report Apr 30, 2026
Aug 17, 2026 DEFA14A Extra proxy material
Aug 17, 2026 8-K items 8.01, 9.01 Other event · Current report
Aug 5, 2026 8-K items 8.01, 9.01 Other event · Current report
Aug 3, 2026 DEF 14A Proxy statement
Jul 29, 2026 NT 10-K Late annual report notice Apr 30, 2026
Jul 27, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report
Jul 27, 2026 424B5 Shelf offering
Jul 23, 2026 PRE 14A Preliminary proxy statement
Jul 23, 2026 8-K items 1.01, 1.02, 2.02, 5.02, 9.01 Major agreement signed; Major agreement ended; Results released; Officer or director change · Current report Jul 20, 2026
Jun 29, 2026 8-A12B/A Class of securities registered for listing, amended
Jun 29, 2026 8-K items 1.01, 3.03, 5.03, 8.01, 9.01 Major agreement signed; Change to shareholders' rights; Charter, bylaw or fiscal-year change; Other event · Current report
Jun 9, 2026 8-K items 8.01, 9.01 Other event · Current report Jun 8, 2026
Jun 8, 2026 8-K items 1.01, 8.01, 9.01 Major agreement signed; Other event · Current report Jun 4, 2026
Jun 8, 2026 424B5 Shelf offering
May 21, 2026 8-K items 8.01, 9.01 Other event · Current report May 19, 2026
May 12, 2026 8-K items 8.01, 9.01 Other event · Current report May 7, 2026
Apr 1, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report
40 of 550 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton OPTT · research, not advice