Company Analysis

Syntec Optics Holdings, Inc. (OPTX)

Nasdaq: OPTX · Optical Instruments & Lenses · Miami Beach, FL · filing with the SEC since 2021
Grade2.7
◀ Past 2.6● Present 3.0▶ Future 2.2

Filings

165 filings since 2017 beside 31 insider forms · and emerging growth company · read from EDGAR on Nov 13, 2026
Due next and emerging growth company
10-Q Quarterly report for the quarter ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Nov 14, 2026
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. The proxy statement was last filed Dec 8, 2025.

Filings a yearinsider forms included
252875212225
202120222023202420252026

2026 counts to Nov 13, 2026.

Auditor change (8-K item 4.01): 2 times in the last 36 months, the newest Aug 25, 2026.Listing warning from its exchange (8-K item 3.01): 5 times in the last 36 months, the newest Oct 3, 2025.Officer or director change (8-K item 5.02): 4 times in the last 36 months, the newest Mar 28, 2025.SEC letters: 3 in the last 36 months, the newest Apr 28, 2026.A late-filing notice, Form NT 10-K, filed Mar 31, 2025.A late-filing notice, Form NT 10-Q, filed May 16, 2024.A late-filing notice, Form NT 10-K, filed Apr 1, 2024.
Insider forms 31

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Sep 21, 2026 SCHEDULE 13D/A Activist holder update, amended
Aug 25, 2026 8-K items 4.01, 9.01 Auditor change · Current report Aug 19, 2026
Aug 10, 2026 10-Q Quarterly report Jun 30, 2026
Jul 29, 2026 EFFECT Registration effective
Jul 29, 2026 424B3 Shelf offering
Jul 23, 2026 S-1 Listing registration
Jun 18, 2026 DRS Draft registration, confidential
May 29, 2026 SD Conflict minerals report
May 15, 2026 10-Q Quarterly report Mar 31, 2026
Apr 30, 2026 10-K/A Annual report, amended Dec 31, 2025
Apr 30, 2026 424B4 Offering prospectus
Apr 30, 2026 8-K items 1.01, 7.01, 9.01 Major agreement signed; Investor disclosure (Regulation FD) · Current report Apr 28, 2026
Apr 28, 2026 EFFECT Registration effective
Apr 28, 2026 CORRESP Reply to the SEC
Apr 27, 2026 CORRESP Reply to the SEC
Apr 27, 2026 S-1 Listing registration
Apr 20, 2026 UPLOAD SEC comment letter
Apr 14, 2026 DRS Draft registration, confidential
Mar 31, 2026 10-K Annual report Dec 31, 2025
Jan 23, 2026 8-K items 5.07, 9.01 Shareholder vote · Current report Jan 22, 2026
Dec 8, 2025 DEF 14A Proxy statement
Nov 28, 2025 PRE 14A Preliminary proxy statement Dec 31, 2024
Nov 18, 2025 ARS Annual report to shareholders Dec 31, 2024
Nov 14, 2025 10-Q Quarterly report Sep 30, 2025
Oct 17, 2025 8-K items 8.01, 9.01 Other event · Current report
Oct 14, 2025 8-K items 4.01, 9.01 Auditor change · Current report Oct 10, 2025
Oct 6, 2025 8-K items 2.02, 9.01 Results released · Current report
Oct 6, 2025 10-Q Quarterly report Jun 30, 2025
Oct 6, 2025 10-Q Quarterly report Mar 31, 2025
Oct 6, 2025 10-K Annual report Dec 31, 2024
Oct 3, 2025 8-K items 3.01, 9.01 Listing warning from its exchange · Current report Oct 2, 2025
Sep 24, 2025 8-K items 3.01, 9.01 Listing warning from its exchange · Current report
Sep 4, 2025 8-K items 3.01, 9.01 Listing warning from its exchange · Current report
Jun 2, 2025 8-K items 3.01, 9.01 Listing warning from its exchange · Current report
May 12, 2025 SD Conflict minerals report
Apr 23, 2025 8-K items 3.01, 9.01 Listing warning from its exchange · Current report
Mar 31, 2025 NT 10-K Late annual report notice Dec 31, 2024
Mar 28, 2025 8-K/A items 5.02, 9.01 Officer or director change · Current report, amended Mar 26, 2025
Mar 26, 2025 8-K items 5.02, 9.01 Officer or director change · Current report
Dec 20, 2024 8-K items 5.07, 9.01 Shareholder vote · Current report
40 of 165 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton OPTX · research, not advice