Oppenheimer Holdings, Inc. (OPY)
NYSE: OPY · Security Brokers, Dealers & Flotation Companies · New York, NY · filing with the SEC since 1996
Grade5.1
◀ Past 6.5● Present 4.7▶ Future 4.6
Who runs Oppenheimer Holdings, Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Lowenthal Robert S
CEO. First filing Dec 2013, latest May 11, 2026, 0 filings in all.
Officers reporting now
4
of 11 people with a filing in the last fifteen months
Directors reporting now
7
18 people on the record since 2006
Officerssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Lowenthal Robert S | CEO | Dec 2013 | May 11, 2026 | none |
| Lowenthal Albert G | Chairman | Feb 2007 | May 11, 2026 | none |
| Watkins Brad M | CFO | Aug 2022 | May 11, 2026 | none |
| Mcnamara Dennis P | Secretary | Apr 2007 | May 11, 2026 | 1 · $400,000 |
Directorssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Glasser Teresa | director | May 2018 | Mar 3, 2026 | none |
| Roth R Lawrence | director | Jul 2018 | Mar 3, 2026 | none |
| Behrens Evan | director | May 2016 | Feb 27, 2026 | none |
| Dwyer Timothy Martin | director | May 2016 | Feb 27, 2026 | none |
| Friedman Paul M | director | Jul 2015 | Feb 27, 2026 | none |
| Kanter Stacy J. | director | Oct 2023 | Feb 27, 2026 | none |
| Spaulding Suzanne | director | Mar 2024 | Feb 27, 2026 | none |
Earlier names on the record7, newest filing first
Oughtred A Winn · officer · last filing Feb 2024Ehrhardt William · director · last filing Feb 2024Alfano Jeffrey J · officer · last filing Jan 2022Roberts Elaine K · officer · last filing May 2018Keehner Michael · director · last filing Mar 2018Crystal Richard · director · last filing May 2016Mcarthur Kenneth W · director · last filing May 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.