Oxford Lane Capital Corp. (OXLC)
Nasdaq: OXLC · filing with the SEC since 2010
Who owns Oxford Lane Capital Corp.
As filed with the SECHolders of 5% or more
2
Eagle Point Credit Management LLC holds 19% of Preferred Shares, as its SCHEDULE 13G filed Oct 9, 2026 says.
Directors and officers
0
report now, of 6 people on the record since 2011. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 2 named at left.
Holders of 5% or moreshare of the class, as filed
Eagle Point Credit Management LLC
SCHEDULE 13G · filed Oct 9, 2026 · Preferred Shares · 20.1% in May 8, 2026
Leroy Scott Frantz
SCHEDULE 13G/A · filed Aug 14, 2026 · Preferred Stock · 7.1% in Apr 7, 2026
Karpus Management, Inc.
SCHEDULE 13G/A · filed Aug 14, 2026 · Preferred · reported falling below 5%, from 4.3% in Aug 14, 2026
What OXLC reports owning in othersstakes of 5% or more, and other ties
Oxford Lane Capital Corp. reports no stake in another company in the record.
Insider tradesForm 4
0sales
0purchases
0sales on a scheduled plan
0people selling
$0sold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Sep 30, 2025 to Sep 30, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2024 runs to Sep 30, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window
No one on the roster filed an open-market trade in the window.