Puma Biotechnology Inc (PBYI)
Nasdaq: PBYI · Pharmaceutical Preparations · Los Angeles, CA · filing with the SEC since 2007
Grade6.2
◀ Past 5.8● Present 7.6▶ Future 4.7
Who runs Puma Biotechnology Inc
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Auerbach Alan H
President and CEO. First filing Oct 2011, latest Jul 8, 2026, 63 filings in all.
Officers reporting now
3
of 10 people with a filing in the last fifteen months
Directors reporting now
7
20 people on the record since 2011
Officerssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Auerbach Alan H | President and CEO | Oct 2011 | Jul 8, 2026 | 3 · $600,000 |
| Hunt Douglas M | The Reporting Person is the Senior Vice President of Regulatory Affairs of the Issuer. | Jan 2018 | Jul 8, 2026 | 3 · $100,000 |
| Nougues Maximo F | Chief Financial Officer | Nov 2018 | Jul 8, 2026 | 3 · $100,000 |
Directorssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Cesano Alessandra | director | Aug 2022 | Sep 16, 2026 | 1 · $600,000 |
| Wilson Troy Edward | director | Oct 2013 | Sep 16, 2026 | 2 · $100,000 |
| Dorval Allison | director | Jul 2021 | Jun 15, 2026 | 1 · $100,000 |
| Miller Michael Patrick | director | Feb 2018 | Jun 15, 2026 | 1 · $100,000 |
| Moyes Jay M | director | Apr 2012 | Jun 15, 2026 | 1 · $200,000 |
| Senderowicz Adrian | director | Aug 2015 | Jun 15, 2026 | 1 · $200,000 |
| Stuglik Brian M | director | Jul 2020 | Jun 15, 2026 | 1 · $100,000 |
Earlier names on the record15, newest filing first
Ludwig Jeffrey Jerome · officer · last filing Feb 2025Wong Alvin F · officer · last filing Feb 2024Miller Ann Calby · director · last filing Jun 2021Bryce Richard Paul · officer · last filing Apr 2021O'Dowd Hugh · director · last filing Jun 2020Zavrl Frank · director · last filing Jun 2020Lo Steven · officer · last filing Jul 2019Eyler Charles R · officer · last filing Feb 2019Adage Capital Advisors, L.L.C. · 10% owner · last filing Jun 2017Adage Capital Partners Gp, L.L.C. · 10% owner · last filing Jun 2017Adage Capital Partners, L.P. · 10% owner · last filing Jun 2017Atchinson Robert · 10% owner · last filing Jun 2017Gross Phillip · 10% owner · last filing Jun 2017Charnas Robert · officer · last filing Feb 2017Phillips Richard Benton · officer · last filing Apr 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.