Principal Financial Group Inc (PFG)
Nasdaq: PFG · Accident & Health Insurance · Des Moines, IA · filing with the SEC since 2000
Grade3.7
◀ Past 3.3● Present 4.1▶ Future 3.9
Who runs Principal Financial Group Inc
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Bhatia Kamal
President and CEO - PAM. First filing Feb 2024, latest Sep 29, 2026, 0 filings in all.
Officers reporting now
11
of 22 people with a filing in the last fifteen months
Directors reporting now
11
45 people on the record since 2006
Officerssales are open-market, Nov 5, 2025 to Nov 5, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Littlefield Christopher J | President - RIS | Jan 2020 | Nov 5, 2026 | none |
| Bhatia Kamal | President and CEO - PAM | Feb 2024 | Sep 29, 2026 | none |
| Strable-Soethout Deanna D | Chair, President and CEO | Mar 2015 | Sep 29, 2026 | 4 · $2.4M |
| Cheong Wee Yee | President - Asia & Middle East | Aug 2021 | Sep 29, 2026 | 6 · $2.8M |
| Friedrich Amy Christine | President - Benefits & Protect | May 2017 | Sep 29, 2026 | none |
| Pitz Joel | EVP & CFO | Aug 2024 | Sep 29, 2026 | none |
| Agrawal Vivek | EVP & Chief Growth Officer | Nov 2023 | Sep 29, 2026 | none |
| Kay Kathleen B | EVP-Chief Information Officer | May 2020 | Sep 29, 2026 | none |
| Mccullum Kenneth A. | EVP - Chief Risk Officer | Nov 2020 | Sep 29, 2026 | none |
| Brown Timothy W. | EVP, General Counsel and Sec | Jun 2026 | Sep 29, 2026 | none |
| Djurasovic George | Interim General Counsel | Sep 2025 | Apr 30, 2026 | 2 · $300,000 |
Directorssales are open-market, Nov 5, 2025 to Nov 5, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Auerbach Jonathan | director | Aug 2019 | Sep 29, 2026 | none |
| Beams Maliz E | director | Mar 2021 | Sep 29, 2026 | none |
| Carter Miller Joycelyn | director | May 2006 | Sep 29, 2026 | none |
| Hochschild Roger C | director | Mar 2015 | Sep 29, 2026 | none |
| Mills Scott | director | Jul 2016 | Sep 29, 2026 | none |
| Mitchell H Elizabeth | director | May 2022 | Sep 29, 2026 | none |
| Muruzabal Claudio | director | Jul 2021 | Sep 29, 2026 | none |
| Nordin Diane C | director | Oct 2017 | Sep 29, 2026 | none |
| Pickerell Blair | director | Aug 2015 | Sep 29, 2026 | none |
| Richer Clare Stack | director | May 2020 | Sep 29, 2026 | none |
| Rivera Alfredo | director | Dec 2020 | Sep 29, 2026 | none |
Earlier names on the record23, newest filing first
Houston Daniel Joseph · officer · last filing Jul 2025Lamarque Natalie · officer · last filing Jul 2025Halter Patrick Gregory · officer · last filing Apr 2024Valdes Luis E. · officer · last filing Dec 2023Walker Roberto · officer · last filing Jul 2023Dan Michael T · director · last filing Apr 2023Helton Sandra L · director · last filing Oct 2022Schaaf Renee V. · officer · last filing Aug 2022Lagomarcino Mark S. · officer · last filing Jun 2022Tallett Elizabeth E · director · last filing Jun 2021Dunbar Timothy Mark · officer · last filing Mar 2021Lawler Julia M · officer · last filing Feb 2021Bernard Betsy J · director · last filing Dec 2020Gelatt Daniel · director · last filing Jul 2020Shaff Karen E · officer · last filing Jun 2020Scholten Gary P · officer · last filing Mar 2020Everett Nora Mary · officer · last filing Apr 2019Mccaughan James P · officer · last filing Sep 2018Ferro Dennis H · director · last filing Apr 2018Elming Gregory Bernard · officer · last filing Jan 2018Lillis Terrance J. · officer · last filing Apr 2017Zimpleman Larry D · officer · last filing Mar 2016Costley Gary E · director · last filing Mar 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.