Company Analysis

PhenixFIN Corporation (PFX)

Nasdaq: PFX · filing with the SEC since 2010
Grade5.2
◀ Past 4.1● Present 5.6▶ Future 6.0
6 est.

Filings

398 filings since 2017 beside 147 insider forms · Non-accelerated filer · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer
10-K Annual report for the fiscal year ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Dec 29, 2026
10-Q Quarterly report for the quarter ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Feb 14, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 36 days after the quarter ended. The proxy statement was last filed Jan 28, 2026.

Filings a yearinsider forms included
18360493030263715
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

SEC letters: 1 in the last 36 months, the newest Oct 1, 2024.
Insider forms 147

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Aug 5, 2026 10-Q Quarterly report Jun 30, 2026
Aug 5, 2026 8-K items 2.02, 9.01 Results released · Current report
Jul 2, 2026 40-17G Form 40-17G
May 15, 2026 SCHEDULE 13G/A Large holder update, amended
May 14, 2026 SCHEDULE 13D/A Activist holder update, amended
May 5, 2026 10-Q Quarterly report Mar 31, 2026
May 5, 2026 8-K items 2.02, 9.01 Results released · Current report
Apr 2, 2026 SCHEDULE 13D/A Activist holder update, amended
Mar 20, 2026 8-K item 5.07 Shareholder vote · Current report
Feb 9, 2026 10-Q Quarterly report Dec 31, 2025
Feb 9, 2026 8-K items 2.02, 9.01 Results released · Current report
Jan 28, 2026 DEF 14A Proxy statement Mar 20, 2026
Dec 12, 2025 10-K Annual report Sep 30, 2025
Dec 12, 2025 8-K items 2.02, 9.01 Results released · Current report
Aug 6, 2025 10-Q Quarterly report Jun 30, 2025
Aug 6, 2025 8-K items 2.02, 9.01 Results released · Current report
Jul 15, 2025 40-17G Form 40-17G
Jun 18, 2025 SCHEDULE 13D/A Activist holder update, amended
May 7, 2025 10-Q Quarterly report Mar 31, 2025
May 7, 2025 8-K items 2.02, 9.01 Results released · Current report May 6, 2025
Apr 22, 2025 8-K item 1.01 Major agreement signed · Current report Apr 17, 2025
Mar 21, 2025 8-K item 5.07 Shareholder vote · Current report Mar 20, 2025
Mar 5, 2025 SCHEDULE 13G Large holder notice
Feb 7, 2025 10-Q Quarterly report Dec 31, 2024
Feb 7, 2025 8-K items 2.02, 9.01 Results released · Current report
Jan 22, 2025 ARS Annual report to shareholders Sep 30, 2024
Jan 22, 2025 DEF 14A Proxy statement Mar 12, 2025
Dec 17, 2024 10-K Annual report Sep 30, 2024
Dec 17, 2024 8-K items 2.02, 9.01 Results released · Current report Dec 16, 2024
Oct 1, 2024 CORRESP Reply to the SEC
Aug 6, 2024 10-Q Quarterly report Jun 30, 2024
Aug 6, 2024 8-K items 2.02, 9.01 Results released · Current report
Jul 11, 2024 40-17G Form 40-17G
May 10, 2024 10-Q Quarterly report Mar 31, 2024
May 10, 2024 8-K items 2.02, 9.01 Results released · Current report May 9, 2024
Apr 15, 2024 8-K item 5.07 Shareholder vote · Current report Apr 10, 2024
Mar 5, 2024 SC 13D/A Activist holder update, amended
Feb 27, 2024 ARS Annual report to shareholders Sep 30, 2023
Feb 26, 2024 DEF 14A Proxy statement Apr 10, 2024
Feb 21, 2024 8-K items 1.01, 2.03 Major agreement signed; New debt or obligation taken on · Current report
40 of 398 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton PFX · research, not advice