Company Analysis

Phunware, Inc. (PHUN)

Nasdaq: PHUN · Services-Computer Processing & Data Preparation · Austin, TX · filing with the SEC since 2016
Grade2.4
◀ Past 0.6● Present 1.5▶ Future 5.4
1 est.

Filings

417 filings since 2017 beside 240 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer and smaller reporting company
10-Q Quarterly report for the quarter ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Nov 14, 2026
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 37 days after the quarter ended. The proxy statement was last filed Nov 2, 2026.

Filings a yearinsider forms included
9887759165714248
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Officer or director change (8-K item 5.02): 16 times in the last 36 months, the newest May 18, 2026.Listing warning from its exchange (8-K item 3.01): 8 times in the last 36 months, the newest Jul 29, 2025.Auditor change (8-K item 4.01): 1 time in the last 36 months, the newest Jul 29, 2025.SEC letters: 16 in the last 36 months, the newest May 26, 2026.
Insider forms 240

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 10, 2026 8-K item 2.05 Exit or restructuring costs · Current report Nov 4, 2026
Nov 3, 2026 DFAN14A Proxy material from an outside party
Nov 3, 2026 DFRN14A Form DFRN14A
Nov 2, 2026 DEFA14A Extra proxy material
Nov 2, 2026 DEF 14A Proxy statement Dec 17, 2026
Nov 2, 2026 DEFC14A Contested proxy statement
Oct 29, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Oct 21, 2026 PREC14A Form PREC14A
Oct 20, 2026 SCHEDULE 13D/A Activist holder update, amended
Oct 19, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Oct 19, 2026 PRE 14A Preliminary proxy statement Dec 17, 2026
Oct 5, 2026 SCHEDULE 13D/A Activist holder update, amended
Aug 25, 2026 SCHEDULE 13D/A Activist holder update, amended
Aug 10, 2026 10-Q Quarterly report Jun 30, 2026
Aug 6, 2026 8-K items 2.02, 9.01 Results released · Current report
Jul 20, 2026 SCHEDULE 13D/A Activist holder update, amended
Jul 16, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Jul 14, 2026 SCHEDULE 13D/A Activist holder update, amended
Jul 10, 2026 SCHEDULE 13D/A Activist holder update, amended
Jul 10, 2026 SCHEDULE 13D/A Activist holder update, amended
Jun 25, 2026 S-8 Employee stock plan registration
May 28, 2026 EFFECT Registration effective
May 26, 2026 CORRESP Reply to the SEC
May 22, 2026 UPLOAD SEC comment letter
May 21, 2026 S-3 Shelf registration
May 18, 2026 8-K items 1.01, 1.02, 5.02, 7.01, 9.01 Major agreement signed; Major agreement ended; Officer or director change; Investor disclosure (Regulation FD) · Current report May 12, 2026
May 11, 2026 10-Q Quarterly report Mar 31, 2026
May 7, 2026 8-K items 2.02, 9.01 Results released · Current report
Apr 20, 2026 8-K/A items 1.01, 5.02, 9.01 Major agreement signed; Officer or director change · Current report, amended Jul 13, 2025
Apr 6, 2026 SCHEDULE 13D Activist holder notice
Mar 31, 2026 SCHEDULE 13D/A Activist holder update, amended
Mar 27, 2026 10-K Annual report Dec 31, 2025
Mar 20, 2026 SCHEDULE 13D Activist holder notice
Mar 20, 2026 8-K items 2.02, 9.01 Results released · Current report
Jan 21, 2026 8-K/A items 1.01, 5.02, 9.01 Major agreement signed; Officer or director change · Current report, amended Jul 13, 2025
Jan 15, 2026 S-8 Employee stock plan registration
Dec 18, 2025 8-K item 5.07 Shareholder vote · Current report Dec 17, 2025
Dec 5, 2025 8-K items 5.02, 9.01 Officer or director change · Current report Dec 2, 2025
Nov 7, 2025 10-Q Quarterly report Sep 30, 2025
Nov 6, 2025 8-K items 2.02, 9.01 Results released · Current report
40 of 417 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton PHUN · research, not advice