Company Analysis

Prospect Capital Corporation (PSEC)

Nasdaq: PSEC · New York, NY · filing with the SEC since 2004
Grade5.4
◀ Past 4.0● Present 6.4▶ Future 5.4
5 est.

Filings

1,883 filings since 2017 beside 211 insider forms · Large accelerated filer · read from EDGAR on Nov 13, 2026
Due nextLarge accelerated filer
10-Q Quarterly report for the quarter ending Dec 31, 2026Large accelerated filers have 40 days after the quarter ends; quarter ends are taken to the month end. by Feb 9, 2027
10-K Annual report for the fiscal year ending Jun 30, 2027Large accelerated filers have 60 days after the fiscal year ends. by Aug 29, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 36 days after the quarter ended. The proxy statement was last filed Sep 22, 2026.

Filings a yearinsider forms included
215224246195192220173148
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

SEC letters: 4 in the last 36 months, the newest May 12, 2025.
Insider forms 211

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 9, 2026 424B2 Offering prospectus, notes or structured products
Nov 5, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report
Nov 5, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report Nov 4, 2026
Nov 4, 2026 10-Q Quarterly report Sep 30, 2026
Nov 4, 2026 424B3 Shelf offering
Oct 30, 2026 497AD Form 497AD
Oct 29, 2026 424B5 Shelf offering
Oct 27, 2026 8-K item 2.02 Results released · Current report
Oct 22, 2026 DEFA14A Extra proxy material
Oct 20, 2026 SCHEDULE 13D/A Activist holder update, amended
Oct 14, 2026 N-23C-2 Form N-23C-2
Sep 22, 2026 DEFA14A Extra proxy material
Sep 22, 2026 DEF 14A Proxy statement
Sep 17, 2026 POS EX Form POS EX
Sep 14, 2026 424B2 Offering prospectus, notes or structured products
Sep 11, 2026 POS EX Form POS EX
Sep 8, 2026 424B2 Offering prospectus, notes or structured products
Sep 8, 2026 424B2 Offering prospectus, notes or structured products
Aug 31, 2026 424B2 Offering prospectus, notes or structured products
Aug 24, 2026 424B2 Offering prospectus, notes or structured products
Aug 21, 2026 POS EX Form POS EX
Aug 21, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report Aug 20, 2026
Aug 20, 2026 10-K Annual report Jun 30, 2026
Aug 17, 2026 424B2 Offering prospectus, notes or structured products
Aug 13, 2026 POS EX Form POS EX
Aug 10, 2026 424B2 Offering prospectus, notes or structured products
Aug 10, 2026 424B2 Offering prospectus, notes or structured products
Aug 6, 2026 POS EX Form POS EX
Aug 4, 2026 40-17G Form 40-17G
Aug 3, 2026 424B2 Offering prospectus, notes or structured products
Aug 3, 2026 424B2 Offering prospectus, notes or structured products
Jul 30, 2026 POS EX Form POS EX
Jul 27, 2026 424B2 Offering prospectus, notes or structured products
Jul 27, 2026 424B2 Offering prospectus, notes or structured products
Jul 23, 2026 POS EX Form POS EX
Jul 20, 2026 424B2 Offering prospectus, notes or structured products
Jul 20, 2026 424B2 Offering prospectus, notes or structured products
Jul 16, 2026 15-12G Deregistration notice
Jul 13, 2026 424B2 Offering prospectus, notes or structured products
Jul 9, 2026 POS EX Form POS EX
40 of 1,883 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton PSEC · research, not advice