Company Analysis

Palvella Therapeutics, Inc. (PVLA)

Nasdaq: PVLA · Pharmaceutical Preparations · Wayne, PA · filing with the SEC since 2013
Grade5.8
◀ Past 7.1● Present 4.0▶ Future 6.6
3 est.

Who runs Palvella Therapeutics, Inc.

Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filed
Chief executive, as filed
Kaupinen Wes
President and CEO. First filing Dec 2024, latest Feb 9, 2026, 0 filings in all.
Officers reporting now
5
of 12 people with a filing in the last fifteen months
Directors reporting now
7
37 people on the record since 2015
Officerssales are open-market, Nov 12, 2025 to Nov 12, 2026
NameTitle as filedFirst filingLatest filingSales, 12 months
Martini Jeffrey SChief Scientific OfficerDec 2024Nov 12, 202613 · $2.1M
Goin KathleenChief Operating OfficerDec 2024Oct 23, 202636 · $6.0M
Korenberg Matthew ECFO, TreasurerDec 2024Jun 16, 2026none
Kaupinen WesPresident and CEODec 2024Feb 9, 2026none
Kline Ashley HartmannChief Commercial OfficerJun 2025Feb 9, 2026none
Directorssales are open-market, Nov 12, 2025 to Nov 12, 2026
NameRoleFirst filingLatest filingSales, 12 months
Jenkins George MdirectorDec 2024Oct 14, 202626 · $7.7M
Kiritsy Christopher PdirectorSep 2016Sep 4, 20261 · $0.00
Pauls MatthewdirectorJul 2026Jul 1, 2026none
Davis Todd CdirectorDec 2024Jun 12, 2026none
Doux JohndirectorApr 2026Jun 12, 2026none
Heron Elaine JdirectorDec 2024Jun 12, 2026none
Wessel Tadd S.directorDec 2024Jun 12, 2026none
Earlier names on the record39, newest filing first
Palvella Therapeutics, Inc. · officer · last filing Feb 2025Biotechnology Value Fund II LP · other · last filing Dec 2024Biotechnology Value Fund L P · 10% owner · last filing Dec 2024Biotechnology Value Trading Fund Os LP · other · last filing Dec 2024Bvf Gp Holdings LLC · 10% owner · last filing Dec 2024Bvf I Gp LLC · 10% owner · last filing Dec 2024Bvf II Gp LLC · other · last filing Dec 2024Bvf Inc/il · 10% owner · last filing Dec 2024Bvf Partners L P/il · 10% owner · last filing Dec 2024Bvf Partners Os Ltd. · other · last filing Dec 2024Lampert Mark N · 10% owner · last filing Dec 2024Dellora Investments LP · 10% owner · last filing Dec 2024Geraghty James A · director · last filing Dec 2024Adar1 Capital Management, LLC · 10% owner · last filing Aug 2024Adar1 Partners, LP · 10% owner · last filing Aug 2024Barbier Ann · director · last filing Jun 2023Kiener Peter A · director · last filing Jun 2023Richman Michael · director · last filing Jun 2023Said Maya R. · director · last filing Jun 2023Sherman Matthew L · director · last filing Jun 2023Yoder Stephen S. · officer · last filing Feb 2023Bures Thomas · officer · last filing Feb 2023Kaufmann Hitto · officer · last filing Feb 2023Mousa Ahmed · officer · last filing Feb 2023Olwill Shane · officer · last filing Feb 2023Demuth Tim · officer · last filing May 2022Aquilo Capital Management, LLC · 10% owner · last filing Jul 2020Bizzari Jean-Pierre · director · last filing Jan 2020Reine Allan · officer · last filing Feb 2019Matis Louis · officer · last filing Feb 2019Prelack Steven · director · last filing Jan 2019Orbimed Advisors LLC · director · last filing May 2018Orbimed Capital Gp III LLC · director · last filing May 2018Adams Julian · director · last filing Jan 2018Isaly Samuel D · director · last filing Jan 2018Khuong Chau Quang · director · last filing Oct 2017Thibault Lance E · officer · last filing Feb 2017Knopf Claude · officer · last filing Nov 2016Deptula-Hicks Darlene M · officer · last filing Jun 2016

A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.

SI Assistanton PVLA · research, not advice