Company Analysis

Rand Capital Corporation (RAND)

Nasdaq: RAND · Buffalo, NY · filing with the SEC since 1996
Grade5.0
◀ Past 3.8● Present 4.8▶ Future 6.3
6 est.

Filings

216 filings since 2017 beside 63 insider forms · Non-accelerated filer · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027
10-Q Quarterly report for the quarter ending Mar 31, 2027Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by May 15, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 35 days after the quarter ended. The proxy statement was last filed Mar 13, 2026.

Filings a yearinsider forms included
5540342826192615
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Auditor change (8-K item 4.01): 1 time in the last 36 months, the newest Sep 11, 2025.SEC letters: 1 in the last 36 months, the newest Nov 21, 2023.
Insider forms 63

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 4, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Nov 4, 2026 10-Q Quarterly report Sep 30, 2026
Sep 16, 2026 40-17F2 Form 40-17F2
Aug 5, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Aug 5, 2026 10-Q Quarterly report Jun 30, 2026
Jul 31, 2026 40-17G Form 40-17G
May 6, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
May 6, 2026 10-Q Quarterly report Mar 31, 2026
Apr 23, 2026 8-K item 5.07 Shareholder vote · Current report Apr 22, 2026
Mar 31, 2026 10-K/A Annual report, amended Dec 31, 2025
Mar 13, 2026 ARS Annual report to shareholders Dec 31, 2025
Mar 13, 2026 DEF 14A Proxy statement
Mar 12, 2026 40-17F2 Form 40-17F2
Mar 5, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Mar 5, 2026 10-K Annual report Dec 31, 2025
Nov 14, 2025 APP ORDR Form APP ORDR
Nov 7, 2025 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Nov 7, 2025 10-Q Quarterly report Sep 30, 2025
Oct 27, 2025 40-17F2 Form 40-17F2
Sep 16, 2025 APP NTC Form APP NTC
Sep 11, 2025 8-K items 4.01, 9.01 Auditor change · Current report
Sep 4, 2025 40-APP/A Form 40-APP/A
Aug 4, 2025 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Aug 4, 2025 10-Q Quarterly report Jun 30, 2025
Aug 1, 2025 40-17G Form 40-17G
Jul 30, 2025 40-17F2 Form 40-17F2
May 30, 2025 8-K item 8.01 Other event · Current report May 29, 2025
May 28, 2025 40-APP Form 40-APP
May 5, 2025 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
May 5, 2025 10-Q Quarterly report Mar 31, 2025
Apr 24, 2025 8-K item 5.07 Shareholder vote · Current report Apr 23, 2025
Mar 18, 2025 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Mar 14, 2025 ARS Annual report to shareholders Dec 31, 2024
Mar 14, 2025 DEF 14A Proxy statement
Mar 10, 2025 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Mar 10, 2025 10-K Annual report Dec 31, 2024
Mar 6, 2025 40-17F2 Form 40-17F2
Jan 17, 2025 40-17F2 Form 40-17F2
Jan 13, 2025 8-K items 8.01, 9.01 Other event · Current report
Dec 17, 2024 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
40 of 216 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton RAND · research, not advice