Rocket Pharmaceuticals, Inc. (RCKT)
Nasdaq: RCKT · Pharmaceutical Preparations · New York, NY · filing with the SEC since 2004
Who runs Rocket Pharmaceuticals, Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Shah Gaurav
CEO. First filing Jan 2018, latest Aug 20, 2026, 21 filings in all.
Officers reporting now
9
of 16 people with a filing in the last fifteen months
Directors reporting now
7
36 people on the record since 2015
Officerssales are open-market, Nov 12, 2025 to Nov 12, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Chaudhuri Sarbani | See Remarks | Apr 2025 | Nov 12, 2026 | 3 · $100,000 |
| Wilson Martin | General Counsel | Dec 2021 | Nov 9, 2026 | 9 · $500,000 |
| Shah Gaurav | CEO | Jan 2018 | Aug 20, 2026 | 8 · $300,000 |
| Stevens Christopher James | Chief Operating Officer | Aug 2025 | Aug 13, 2026 | 1 · $100,000 |
| Southwell David P | President and CEO | Feb 2015 | Aug 5, 2026 | none |
| Manhede Joseph | Principal Accounting Officer | Jul 2026 | Jul 8, 2026 | none |
| Militello John | Vice President of Finance, Treasurer, Principal Accounting Officer | Jan 2018 | May 28, 2026 | 5 · $0.00 |
| Rizvi Syed Ali-Aamir | Chief Medical Officer | Sep 2025 | Feb 13, 2026 | none |
| Schwartz Jonathan David | Chief Science & Gene Therapy Officer | Jan 2018 | Nov 20, 2025 | 1 · $0.00 |
Directorssales are open-market, Nov 12, 2025 to Nov 12, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Boess Carsten | director | Jan 2016 | Jul 6, 2026 | none |
| Dolsten Mikael | director | Sep 2024 | Jul 6, 2026 | none |
| Fong Peter | director | Sep 2025 | Jul 6, 2026 | none |
| Malik Fady Ibraham | director | Mar 2022 | Jul 6, 2026 | none |
| Wong Roderick | director | Jan 2018 | Jul 6, 2026 | none |
| Bjork Elisabeth | director | Apr 2020 | Jan 6, 2026 | none |
| Rtw Investments, LP | director | Jan 2018 | Sep 23, 2025 | none |
Earlier names on the record23, newest filing first
Granadillo Pedro P · director · last filing Jul 2025Makker Gotham · director · last filing Jul 2025Pratumsuwan Piratip · director · last filing Jul 2025Ondrey Aaron · officer · last filing Jul 2025Patel Kinnari · officer · last filing May 2025White Mark Andrew · officer · last filing Nov 2024Woods Keith · director · last filing Jun 2024Yalamanchi Naveen · director · last filing Jun 2024Garcia-Parada Carlos · officer · last filing Feb 2022Alam Kamran · officer · last filing Feb 2020Batchelder Brian · officer · last filing Jan 2018Ritter Dale · officer · last filing Sep 2017Barberich Timothy J · director · last filing Jun 2017Carroll J Martin · director · last filing Jun 2017Howes Paul G · director · last filing Jun 2017Machado Patrick · director · last filing Jun 2017Phillips Gary M. · director · last filing Jun 2017Spivey Richard N. · director · last filing Jun 2017Baumgartner Rudolf A · officer · last filing Jan 2017Devon Park Associates, L.P. · 10% owner · last filing Jan 2017Devon Park Associates, LLC · 10% owner · last filing Jan 2017Devon Park Bioventures LP · 10% owner · last filing Jan 2017Mcvicar William K. · officer · last filing Mar 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.