Rocky Mountain Chocolate Factory, Inc. (RMCF)
Nasdaq: RMCF · Sugar & Confectionery Products · Durango, CO · filing with the SEC since 2014
Who owns Rocky Mountain Chocolate Factory, Inc.
As filed with the SECHolders of 5% or more
3
Global Value Investment Corporation holds 21.1% of Common Stock, $0.001 par value per share, as its SCHEDULE 13D/A filed Dec 22, 2025 says.
Directors and officers
8
report now, of 35 people on the record since 2015. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 3 named at left.
Holders of 5% or moreshare of the class, as filed
Global Value Investment Corporation
SCHEDULE 13D/A · filed Dec 22, 2025 · Common Stock, $0.001 par value per share
ARM-D Rocky Mountain Chocolate Holdings LLC
SCHEDULE 13D · filed Jan 2, 2026 · Common Stock, par value $0.001 per share
American Heritage Railways, Inc.
SCHEDULE 13D/A · filed Jun 10, 2026 · Common Stock, $0.001 par value per share
Radoff Family Foundation
SCHEDULE 13D/A · filed Sep 17, 2025 · Common Stock, par value $0.001 per share · reported falling below 5%
Renaissance Technologies LLC
SCHEDULE 13G/A · filed Nov 13, 2024 · Common Stock, $0.001 par value per share · reported falling below 5%
Wax Asset Management, LLC
SCHEDULE 13G/A · filed Feb 13, 2026 · Common Stock · reported falling below 5%, from 5.15% in Feb 11, 2025
Fmr LLC
SCHEDULE 13G/A · filed Apr 7, 2025 · COMMON STOCK · reported falling below 5%
What RMCF reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
Isaac Lee Collins, L L C
An entity · legal entity · owns, named in the 10-K filed May 29, 2026
2 subsidiaries in 1 country, from the list filed with the 10-K filed May 29, 2026.
Insider tradesForm 4
9sales
5purchases
0sales on a scheduled plan
1people selling
$400,000sold, in dollars
$100,000bought, in dollars
Open-market trades on Form 4 from Oct 20, 2025 to Oct 20, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Oct 20, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window5 of 52 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Harper Allen C | Interim CEO | 9 | $400,000 | 0 | 0 | $0 |
| American Heritage Railways, Inc. | 10% owner | 9 | $400,000 | 0 | 0 | $0 |
| Geygan Jeffrey Richart | Interim CEO | 0 | $0 | 0 | 7 | $100,000 |
| Rice Shawn G | other | 0 | $0 | 0 | 4 | $100,000 |
| Wilke Stacy | other | 0 | $0 | 0 | 1 | $0 |