Runway Growth Finance Corp. (RWAY)
Nasdaq: RWAY · Chicago, IL · filing with the SEC since 2015
Who runs Runway Growth Finance Corp.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Rovner Michael
Co-CEO. First filing Aug 2026, latest Nov 12, 2026, 2 filings in all.
Officers reporting now
4
of 7 people with a filing in the last fifteen months
Directors reporting now
3
31 people on the record since 2016
Officerssales are open-market, Nov 12, 2025 to Nov 12, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Rovner Michael | Co-CEO | Aug 2026 | Nov 12, 2026 | none |
| Spreng R David | President and Co-CEO | Apr 2016 | Aug 18, 2026 | none |
| Thomson Carmela | CFO, Treasurer and Secretary | Jun 2026 | Aug 17, 2026 | none |
| Raterman Thomas B. | CFO, COO | Apr 2016 | May 27, 2026 | none |
Directorssales are open-market, Nov 12, 2025 to Nov 12, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Goldthorpe Edward J. | director | Mar 2025 | Sep 22, 2026 | none |
| Oaktree Capital Group Holdings Gp, LLC | director | Dec 2016 | Nov 19, 2025 | 1 · $11.3M |
| Ocm Growth Holdings LLC | director | Dec 2016 | Nov 19, 2025 | none |
Owners of more than 10% of a classsales are open-market, Nov 12, 2025 to Nov 12, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Carlson Capital, L.P. | 10% owner | Apr 2026 | Apr 13, 2026 | 1 · $3.7M |
| Carlson Clint Duane | 10% owner | Apr 2026 | Apr 13, 2026 | none |
| Oaktree Capital Holdings, LLC | 10% owner | Apr 2025 | Nov 19, 2025 | none |
Earlier names on the record34, newest filing first
Chou Jennifer Kwon · director · last filing Mar 2025Duka Alexander · director · last filing Mar 2025Warshauer Robert Herman · director · last filing Mar 2025Frey Catherine · director · last filing Feb 2025Bam Partners Trust · director · last filing Jun 2024Brookfield Asset Management Inc. · director · last filing Jun 2024Oaktree Capital Group, LLC · director · last filing Jun 2024Oaktree Opportunities Fund Xb Holdings (Delaware), L.P. · director · last filing Mar 2024Share Gregory M · director · last filing Aug 2023Greifeld Gregory Louis · officer · last filing Aug 2023Brookfield Multi-Strategy Master Fund LP · director · last filing Mar 2023Oaktree Capital I, L.P. · director · last filing Mar 2023Oaktree Fund Gp I, L.P. · director · last filing Mar 2023Oaktree Fund Gp, LLC · director · last filing Mar 2023Oaktree Holdings, LLC · director · last filing Mar 2023Ocm Holdings I, LLC · director · last filing Mar 2023Brookfield Asset Management Ltd. · 10% owner · last filing Mar 2023Brookfield Asset Management Ulc · 10% owner · last filing Mar 2023Brookfield Bhs Advisors LLC · 10% owner · last filing Mar 2023Brookfield Multi-Strategy Fund Gp LLC · 10% owner · last filing Mar 2023Brookfield Public Securities Group Holdings LLC · 10% owner · last filing Mar 2023Brookfield Us Holdings Inc. · 10% owner · last filing Mar 2023Brookfield Us Inc. · 10% owner · last filing Mar 2023Engel John F. · director · last filing Sep 2022Brookfield Holdings Canada Inc. · 10% owner · last filing Mar 2022Partners Ltd · director · last filing Oct 2020Kovacs Gary · director · last filing May 2019Persily Julie · director · last filing May 2019Solimene Lewis · director · last filing May 2019Carilion Clinic · 10% owner · last filing May 2019Retirement Plan Of Carilion Clinic · 10% owner · last filing May 2019Laibow Brian K · director · last filing Feb 2017Greifeld Robert · director · last filing Dec 2016Rizzo Carl M · officer · last filing Apr 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.