SEI Investments Company (SEIC)
Nasdaq: SEIC · Security Brokers, Dealers & Flotation Companies · Oaks, PA · filing with the SEC since 1995
Grade4.9
◀ Past 4.5● Present 5.4▶ Future 4.4
Who runs SEI Investments Company
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Hicke Ryan
Chief Executive Officer. First filing Mar 2020, latest Sep 8, 2026, 8 filings in all.
Officers reporting now
12
of 17 people with a filing in the last fifteen months
Directors reporting now
5
29 people on the record since 2006
Officerssales are open-market, Nov 12, 2025 to Nov 12, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Edling-Day Kristie | Chief Information Officer | Nov 2026 | Nov 12, 2026 | none |
| West Alfred P Jr | Executive Chairman | Feb 2006 | Oct 1, 2026 | 12 · $15.5M |
| Lane Michael | Executive Vice President | Sep 2024 | Sep 24, 2026 | 1 · $200,000 |
| Hicke Ryan | Chief Executive Officer | Mar 2020 | Sep 8, 2026 | 4 · $11.1M |
| Romeo Carmen | Executive Vice President | Feb 2006 | Sep 3, 2026 | 1 · $500,000 |
| Peterson Michael | Executive Vice President | Dec 2018 | Sep 1, 2026 | 4 · $9.7M |
| Mccabe Philip | Title: Executive Vice President, Head of SEI's Investment Managers business | Feb 2023 | Aug 6, 2026 | 4 · $5.5M |
| Guarino Carl | Executive Vice President | Feb 2006 | Jul 30, 2026 | 1 · $1.0M |
| Warner Mark Andrew | Title: Chief Accounting Officer and Controller | Apr 2023 | Jul 30, 2026 | 5 · $2.2M |
| Sharma Sanjay | Title: Executive Vice President, CEO of SEI International, and Global Head of SEI's Private Banking business | Feb 2023 | Jul 28, 2026 | 3 · $4.2M |
| Shah Sneha S. | Title: EVP &Chief AI Strategist & Head of SEI Next | Jul 2026 | Jul 28, 2026 | none |
| Denham Sean | Executive VP, CFO, COO | Mar 2024 | Mar 19, 2026 | none |
Directorssales are open-market, Nov 12, 2025 to Nov 12, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Doran William | director | Jan 2006 | Nov 12, 2026 | 3 · $1.9M |
| Mccarthy Kathryn | director | Dec 2006 | Aug 4, 2026 | 2 · $1.9M |
| Brassington Jonathan | director | Dec 2022 | Dec 16, 2025 | none |
| Naratil Thomas C. | director | Jul 2025 | Dec 16, 2025 | none |
| Risi Karin A. | director | Jul 2025 | Dec 16, 2025 | none |
Earlier names on the record12, newest filing first
Miller Stephanie D. · director · last filing Dec 2024Cipriano James · officer · last filing Mar 2024Klauder Paul · officer · last filing Mar 2024Withrow Wayne · officer · last filing Feb 2024Mcgonigle Dennis · officer · last filing Sep 2023Blumenstein Sarah · director · last filing Feb 2023Barr Kevin · officer · last filing Dec 2022Heilig Kathy · officer · last filing Nov 2022Meyer Stephen · officer · last filing Dec 2021Ujobai Joseph P · officer · last filing Sep 2018Klauder N Jeffrey · officer · last filing May 2018Crudup Robert · officer · last filing Mar 2018
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.