Company Analysis

SHF Holdings, Inc. (SHFS)

Nasdaq: SHFS · Finance Services · Golden, CO · filing with the SEC since 2021
Grade3.8
◀ Past 2.1● Present 4.1▶ Future 5.9
1 est.

Filings

296 filings since 2017 beside 81 insider forms · Non-accelerated filer and smaller reporting company and emerging growth company · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer and smaller reporting company and emerging growth company
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027
10-Q Quarterly report for the quarter ending Mar 31, 2027Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by May 15, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 40 days after the quarter ended. The proxy statement was last filed May 8, 2026.

Filings a yearinsider forms included
3211073386856
202120222023202420252026

2026 counts to Nov 13, 2026.

Listing warning from its exchange (8-K item 3.01): 7 times in the last 36 months, the newest Nov 12, 2026.Officer or director change (8-K item 5.02): 22 times in the last 36 months, the newest Aug 19, 2026.Warning not to rely on past financial statements (8-K item 4.02): 2 times in the last 36 months, the newest Aug 22, 2025.Auditor change (8-K item 4.01): 2 times in the last 36 months, the newest May 2, 2025.Debt trigger or default notice (8-K item 2.04): 2 times in the last 36 months, the newest Dec 19, 2024.SEC letters: 9 in the last 36 months, the newest Oct 16, 2025.A late-filing notice, Form NT 10-K, filed Apr 1, 2026.A late-filing notice, Form NT 10-Q, filed May 16, 2025.A late-filing notice, Form NT 10-K, filed Apr 1, 2025.
Insider forms 81

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 12, 2026 425 Merger communication
Nov 12, 2026 8-K items 1.01, 3.01, 3.02 Major agreement signed; Listing warning from its exchange; Shares sold without registration · Current report Nov 5, 2026
Nov 9, 2026 10-Q Quarterly report Sep 30, 2026
Nov 9, 2026 DEFA14A Extra proxy material
Nov 9, 2026 425 Merger communication
Nov 9, 2026 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report
Oct 30, 2026 8-K item 3.02 Shares sold without registration · Current report Oct 26, 2026
Oct 26, 2026 DEFA14A Extra proxy material
Oct 26, 2026 425 Merger communication
Oct 26, 2026 8-K items 3.02, 8.01, 9.01 Shares sold without registration; Other event · Current report Oct 22, 2026
Oct 20, 2026 8-K items 3.01, 7.01, 9.01 Listing warning from its exchange; Investor disclosure (Regulation FD) · Current report
Oct 6, 2026 8-K items 2.02, 9.01 Results released · Current report
Oct 1, 2026 8-K items 3.03, 5.03, 9.01 Change to shareholders' rights; Charter, bylaw or fiscal-year change · Current report Sep 29, 2026
Sep 28, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Aug 19, 2026 8-K items 5.02, 9.01 Officer or director change · Current report Aug 14, 2026
Aug 11, 2026 424B7 Resale prospectus supplement
Aug 11, 2026 SCHEDULE 13G/A Large holder update, amended
Aug 10, 2026 EFFECT Registration effective
Aug 10, 2026 8-K items 2.02, 9.01 Results released · Current report
Aug 7, 2026 10-Q Quarterly report Jun 30, 2026
Aug 5, 2026 8-K items 5.02, 8.01, 9.01 Officer or director change; Other event · Current report Jul 31, 2026
Aug 4, 2026 8-K items 5.02, 9.01 Officer or director change · Current report Jul 29, 2026
Jul 31, 2026 S-1 Listing registration
Jul 31, 2026 S-1/A Listing registration, amended
Jul 16, 2026 S-1/A Listing registration, amended
Jul 16, 2026 8-K item 5.02 Officer or director change · Current report Jul 15, 2026
Jul 13, 2026 8-K item 5.02 Officer or director change · Current report Jul 7, 2026
Jun 24, 2026 8-K item 5.07 Shareholder vote · Current report Jun 17, 2026
Jun 4, 2026 S-1/A Listing registration, amended
May 28, 2026 DEFA14A Extra proxy material
May 18, 2026 8-K items 2.02, 9.01 Results released · Current report
May 15, 2026 10-Q Quarterly report Mar 31, 2026
May 11, 2026 DEFA14A Extra proxy material
May 11, 2026 8-K item 5.02 Officer or director change · Current report May 8, 2026
May 8, 2026 ARS Annual report to shareholders Dec 31, 2025
May 8, 2026 DEFA14A Extra proxy material
May 8, 2026 DEF 14A Proxy statement Dec 31, 2025
May 6, 2026 S-1 Listing registration
May 6, 2026 8-K item 8.01 Other event · Current report
Apr 30, 2026 8-K items 8.01, 9.01 Other event · Current report
40 of 296 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton SHFS · research, not advice