Company Analysis

Smith Micro Software, Inc. (SMSI)

Nasdaq: SMSI · Services-Prepackaged Software · Pittsburgh, PA · filing with the SEC since 1996
Grade3.3
◀ Past 1.8● Present 3.7▶ Future 4.0
1 est.

Filings

351 filings since 2017 beside 318 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer and smaller reporting company
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027
10-Q Quarterly report for the quarter ending Mar 31, 2027Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by May 15, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 43 days after the quarter ended. The proxy statement was last filed Apr 16, 2026.

Filings a yearinsider forms included
5041656766909165
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Officer or director change (8-K item 5.02): 3 times in the last 36 months, the newest Sep 18, 2026.Listing warning from its exchange (8-K item 3.01): 4 times in the last 36 months, the newest Dec 23, 2025.SEC letters: 11 in the last 36 months, the newest Jul 20, 2026.
Insider forms 318

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 12, 2026 10-Q Quarterly report Sep 30, 2026
Nov 12, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Sep 18, 2026 8-K items 5.02, 7.01, 9.01 Officer or director change; Investor disclosure (Regulation FD) · Current report Sep 17, 2026
Aug 14, 2026 10-Q Quarterly report Jun 30, 2026
Aug 13, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Jul 23, 2026 424B3 Shelf offering
Jul 22, 2026 EFFECT Registration effective
Jul 20, 2026 CORRESP Reply to the SEC
Jul 16, 2026 UPLOAD SEC comment letter
Jul 14, 2026 SCHEDULE 13D/A Activist holder update, amended
Jul 10, 2026 S-1 Listing registration
Jul 10, 2026 S-8 Employee stock plan registration
Jun 30, 2026 D Private placement notice
Jun 23, 2026 8-K item 8.01 Other event · Current report
Jun 12, 2026 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report Jun 11, 2026
Jun 8, 2026 SCHEDULE 13D/A Activist holder update, amended
May 28, 2026 SCHEDULE 13D/A Activist holder update, amended
May 26, 2026 8-K items 5.03, 5.07, 9.01 Charter, bylaw or fiscal-year change; Shareholder vote · Current report
May 20, 2026 EFFECT Registration effective
May 20, 2026 424B3 Shelf offering
May 18, 2026 CORRESP Reply to the SEC
May 15, 2026 UPLOAD SEC comment letter
May 8, 2026 S-1 Listing registration
May 1, 2026 10-Q Quarterly report Mar 31, 2026
Apr 29, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Apr 16, 2026 ARS Annual report to shareholders Dec 31, 2025
Apr 16, 2026 DEFA14A Extra proxy material
Apr 16, 2026 DEF 14A Proxy statement May 26, 2026
Apr 2, 2026 PRE 14A Preliminary proxy statement May 26, 2026
Mar 16, 2026 D Private placement notice
Mar 10, 2026 SCHEDULE 13D/A Activist holder update, amended
Mar 5, 2026 10-K Annual report Dec 31, 2025
Feb 5, 2026 SCHEDULE 13D/A Activist holder update, amended
Feb 5, 2026 8-K items 1.01, 2.03, 3.02, 9.01 Major agreement signed; New debt or obligation taken on; Shares sold without registration · Current report Feb 3, 2026
Dec 23, 2025 8-K item 3.01 Listing warning from its exchange · Current report
Dec 15, 2025 424B3 Shelf offering
Dec 12, 2025 EFFECT Registration effective
Dec 10, 2025 CORRESP Reply to the SEC
Dec 4, 2025 S-1 Listing registration
40 of 351 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton SMSI · research, not advice