Company Analysis

SmartKem, Inc. (SMTK)

Nasdaq: SMTK · Semiconductors & Related Devices · Manchester · filing with the SEC since 2020
Grade3.8
◀ Past 1.9● Present 2.7▶ Future 7.2
1 est.

Filings

271 filings since 2017 beside 81 insider forms · and emerging growth company · read from EDGAR on Nov 13, 2026
Due next and emerging growth company
10-Q Quarterly report for the quarter ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Nov 14, 2026
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. The proxy statement was last filed May 18, 2026.

Filings a yearinsider forms included
6485836816657
2020202120222023202420252026

2026 counts to Nov 13, 2026.

Officer or director change (8-K item 5.02): 11 times in the last 36 months, the newest Sep 21, 2026.Listing warning from its exchange (8-K item 3.01): 6 times in the last 36 months, the newest Sep 14, 2026.Auditor change (8-K item 4.01): 1 time in the last 36 months, the newest Apr 22, 2025.SEC letters: 11 in the last 36 months, the newest Apr 22, 2026.A late-filing notice, Form NT 10-Q, filed May 15, 2026.A late-filing notice, Form NT 10-K, filed Mar 31, 2026.A late-filing notice, Form NT 10-Q, filed May 15, 2024.
Insider forms 81

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 13, 2026 S-4 Merger or exchange registration
Nov 4, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Oct 30, 2026
Sep 21, 2026 8-K item 5.02 Officer or director change · Current report Sep 16, 2026
Sep 18, 2026 S-3 Shelf registration
Sep 18, 2026 S-1 Listing registration
Sep 14, 2026 8-K item 3.01 Listing warning from its exchange · Current report Sep 10, 2026
Sep 4, 2026 8-K item 5.02 Officer or director change · Current report Aug 31, 2026
Aug 21, 2026 8-K items 5.03, 9.01 Charter, bylaw or fiscal-year change · Current report Aug 20, 2026
Aug 19, 2026 8-K items 8.01, 9.01 Other event · Current report
Aug 14, 2026 10-Q Quarterly report Jun 30, 2026
Aug 4, 2026 SCHEDULE 13G/A Large holder update, amended
Aug 3, 2026 8-K items 1.01, 7.01, 9.01 Major agreement signed; Investor disclosure (Regulation FD) · Current report
Jul 27, 2026 SCHEDULE 13G/A Large holder update, amended
Jul 27, 2026 8-K items 1.01, 3.02, 8.01, 9.01 Major agreement signed; Shares sold without registration; Other event · Current report Jul 24, 2026
Jul 21, 2026 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report Jul 16, 2026
Jul 10, 2026 424B3 Shelf offering
Jul 9, 2026 EFFECT Registration effective
Jul 7, 2026 S-8 POS Employee stock plan update
Jul 7, 2026 S-3/A Shelf registration, amended
Jul 2, 2026 S-8 Employee stock plan registration
Jul 2, 2026 S-3 Shelf registration
Jun 26, 2026 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report Jun 22, 2026
Jun 26, 2026 8-K item 5.07 Shareholder vote · Current report Jun 23, 2026
Jun 12, 2026 8-K item 8.01 Other event · Current report
May 20, 2026 10-Q Quarterly report Mar 31, 2026
May 18, 2026 DEF 14A Proxy statement Jun 23, 2026
May 15, 2026 NT 10-Q Late quarterly report notice Mar 31, 2026
May 5, 2026 PRE 14A Preliminary proxy statement
Apr 29, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Apr 23, 2026
Apr 27, 2026 424B3 Shelf offering
Apr 27, 2026 424B3 Shelf offering
Apr 24, 2026 EFFECT Registration effective
Apr 24, 2026 EFFECT Registration effective
Apr 23, 2026 8-K items 3.01, 9.01 Listing warning from its exchange · Current report Apr 21, 2026
Apr 22, 2026 8-K/A items 1.01, 9.01 Major agreement signed · Current report, amended Mar 30, 2026
Apr 22, 2026 CORRESP Reply to the SEC
Apr 22, 2026 CORRESP Reply to the SEC
Apr 22, 2026 UPLOAD SEC comment letter
Apr 22, 2026 UPLOAD SEC comment letter
Apr 17, 2026 8-K item 5.02 Officer or director change · Current report Apr 13, 2026
40 of 271 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton SMTK · research, not advice