StoneX Group Inc. (SNEX)
Nasdaq: SNEX · Security & Commodity Brokers, Dealers, Exchanges & Services · New York, NY · filing with the SEC since 1996
Grade4.9
◀ Past 4.8● Present 5.9▶ Future 4.1
Who runs StoneX Group Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Smith Philip Andrew
Chief Executive Officer. First filing Mar 2013, latest Oct 15, 2026, 43 filings in all.
Officers reporting now
10
of 16 people with a filing in the last fifteen months
Directors reporting now
6
24 people on the record since 0024
Officerssales are open-market, Nov 6, 2025 to Nov 6, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Radziwill John | Chairman of the Board | Jan 2006 | Nov 2, 2026 | none |
| Diciollo Anthony J | Head of Institutional Segment | Nov 2026 | Nov 2, 2026 | none |
| Smith Philip Andrew | Chief Executive Officer | Mar 2013 | Oct 15, 2026 | 7 · $19.6M |
| Oconnor Sean Michael | Executive Vice-Chairman-Board | Mar 2007 | Oct 13, 2026 | 9 · $75.5M |
| Perkins Abigail H | Chief Information Officer | May 2021 | Sep 16, 2026 | 5 · $3.1M |
| Rotsztain Diego | Chief Governance/Legal Officer | Aug 2020 | Sep 16, 2026 | 11 · $15.3M |
| Lyon Charles M | President | Feb 24 | Sep 11, 2026 | 2 · $4.9M |
| Dunaway William J | Chief Financial Officer | Oct 2009 | Aug 17, 2026 | 4 · $28.9M |
| Schroeder Aaron | Chief Accounting Officer | Dec 2012 | May 13, 2026 | 1 · $400,000 |
| Davison Stuart | Chief Operating Officer | Jul 2024 | Dec 17, 2025 | none |
Directorssales are open-market, Nov 6, 2025 to Nov 6, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Fowler John Moore | director | Aug 2007 | Nov 6, 2026 | 4 · $400,000 |
| Cooper Diane L. | director | Nov 2018 | Nov 2, 2026 | none |
| Kass Steven A | director | Apr 2018 | Nov 2, 2026 | 1 · $200,000 |
| Thamodaran Dhamu R. | director | Nov 2021 | Nov 2, 2026 | none |
| Bexiga Annabelle G | director | May 2020 | Jul 16, 2026 | 5 · $800,000 |
| Parthemore Eric | director | Nov 2009 | May 11, 2026 | 1 · $300,000 |
Owners of more than 10% of a classsales are open-market, Nov 6, 2025 to Nov 6, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Maurer Mark Lowry | other | Jan 2016 | Oct 14, 2026 | 10 · $34.1M |
| Kallinikos Gregory | other | Nov 2025 | Nov 3, 2025 | none |
Earlier names on the record10, newest filing first
Stevens Glenn Henry · other · last filing Feb 2025Nguyen Xuong · officer · last filing Jul 2024Branch Scott J · officer · last filing Mar 2024Krehbiel Bruce · director · last filing Feb 2022Harrod Patricia Marie · other · last filing Oct 2021Henze Daryl K · director · last filing Jul 2020Sephton Brian T · officer · last filing Jul 2018Anderson Paul G · officer · last filing Jul 2018Grzybowski Edward J · director · last filing Feb 2018Wilde Malcolm James · officer · last filing Dec 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.