Company Analysis

Sonoma Pharmaceuticals, Inc. (SNOA)

Nasdaq: SNOA · Surgical & Medical Instruments & Apparatus · Boulder, CO · filing with the SEC since 2002
Grade4.2
◀ Past 2.2● Present 4.4▶ Future 6.0
1 est.

Filings

259 filings since 2017 beside 126 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer and smaller reporting company
10-Q Quarterly report for the quarter ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Feb 14, 2027
10-K Annual report for the fiscal year ending Mar 31, 2027Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Jun 29, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. The proxy statement was last filed Jul 28, 2026.

Filings a yearinsider forms included
3134262940333342
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Officer or director change (8-K item 5.02): 6 times in the last 36 months, the newest Jan 28, 2026.Listing warning from its exchange (8-K item 3.01): 1 time in the last 36 months, the newest Mar 22, 2024.SEC letters: 4 in the last 36 months, the newest Apr 22, 2026.
Insider forms 126

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 10, 2026 10-Q Quarterly report Sep 30, 2026
Oct 6, 2026 8-A12B/A Class of securities registered for listing, amended
Oct 6, 2026 8-K items 1.01, 3.03, 5.03, 9.01 Major agreement signed; Change to shareholders' rights; Charter, bylaw or fiscal-year change · Current report
Sep 17, 2026 8-K item 5.07 Shareholder vote · Current report Sep 16, 2026
Aug 19, 2026 8-K item 5.07 Shareholder vote · Current report
Aug 6, 2026 10-Q Quarterly report Jun 30, 2026
Jul 28, 2026 DEF 14A Proxy statement Sep 16, 2026
Jul 23, 2026 DEFA14A Extra proxy material
Jul 9, 2026 S-8 Employee stock plan registration
Jun 24, 2026 DEFA14A Extra proxy material
Jun 18, 2026 8-K items 8.01, 9.01 Other event · Current report
Jun 18, 2026 424B5 Shelf offering
Jun 16, 2026 10-K Annual report Mar 31, 2026
May 5, 2026 DEF 14A Proxy statement Jun 24, 2026
Apr 30, 2026 8-K items 1.01, 8.01, 9.01 Major agreement signed; Other event · Current report Apr 24, 2026
Apr 27, 2026 424B4 Offering prospectus
Apr 27, 2026 PRE 14A Preliminary proxy statement Apr 24, 2026
Apr 23, 2026 EFFECT Registration effective
Apr 23, 2026 S-1/A Listing registration, amended
Apr 22, 2026 CORRESP Reply to the SEC
Apr 22, 2026 CORRESP Reply to the SEC
Apr 17, 2026 S-1 Listing registration
Apr 10, 2026 UPLOAD SEC comment letter
Apr 9, 2026 DRS Draft registration, confidential
Apr 9, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Apr 8, 2026
Feb 10, 2026 10-Q Quarterly report Dec 31, 2025
Jan 28, 2026 8-K items 5.02, 9.01 Officer or director change · Current report
Jan 12, 2026 8-K items 8.01, 9.01 Other event · Current report
Jan 2, 2026 8-K item 5.02 Officer or director change · Current report
Nov 4, 2025 10-Q Quarterly report Sep 30, 2025
Oct 23, 2025 8-K item 5.02 Officer or director change · Current report Oct 18, 2025
Oct 9, 2025 8-K items 5.02, 9.01 Officer or director change · Current report Oct 3, 2025
Sep 29, 2025 8-K items 8.01, 9.01 Other event · Current report
Sep 26, 2025 8-K items 1.01, 9.01 Major agreement signed · Current report
Sep 26, 2025 424B5 Shelf offering
Aug 29, 2025 8-K item 5.07 Shareholder vote · Current report Aug 27, 2025
Aug 7, 2025 10-Q Quarterly report Jun 30, 2025
Jul 11, 2025 DEF 14A Proxy statement Aug 27, 2025
Jun 17, 2025 S-8 Employee stock plan registration
Jun 17, 2025 10-K Annual report Mar 31, 2025
40 of 259 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton SNOA · research, not advice