SoFi Technologies, Inc. (SOFI)
Nasdaq: SOFI · Finance Services · San Francisco, CA · filing with the SEC since 2020
Grade5.2
◀ Past 4.6● Present 5.8▶ Future 5.5
Who runs SoFi Technologies, Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Noto Anthony
Chief Executive Officer. First filing May 2021, latest Sep 16, 2026, 41 filings in all.
Officers reporting now
9
of 18 people with a filing in the last fifteen months
Directors reporting now
9
52 people on the record since 2020
Officerssales are open-market, Nov 3, 2025 to Nov 3, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Keough Kelli | EVP, GBUL, SIPS | Aug 2024 | Oct 22, 2026 | 12 · $2.4M |
| Rishel Jeremy | Chief Technology Officer | Jun 2022 | Sep 23, 2026 | 4 · $6.2M |
| Noto Anthony | Chief Executive Officer | May 2021 | Sep 16, 2026 | none |
| Lapointe Christopher | CFO and PAO | May 2021 | Sep 16, 2026 | none |
| Pinto Arun | Chief Risk Officer | Feb 2024 | Sep 16, 2026 | 1 · $1.1M |
| Lavet Robert S | General Counsel | May 2021 | Sep 16, 2026 | 1 · $0.00 |
| Schuppenhauer Eric | EVP GBUL Borrow | Sep 2024 | Sep 16, 2026 | none |
| Simcock Stephen | General Counsel | Jul 2024 | Dec 17, 2025 | none |
| White Derek J | CEO - Galileo | Jun 2021 | Sep 17, 2025 | none |
Directorssales are open-market, Nov 3, 2025 to Nov 3, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Hele John C.R. | director | May 2023 | Nov 3, 2026 | none |
| Borden William A. | director | Jul 2024 | Jul 27, 2026 | none |
| Freiberg Steven J | director | May 2021 | Jul 27, 2026 | 1 · $1.9M |
| Green Dana R. | director | Feb 2024 | Jul 27, 2026 | none |
| Hutton George Thompson | director | May 2021 | Jul 27, 2026 | none |
| Liang Clara | director | Jun 2021 | Jul 27, 2026 | none |
| Meltzer Gary | director | Jul 2024 | Jul 27, 2026 | none |
| Ruzwana Bashir | director | Jun 2021 | Jul 27, 2026 | none |
| Yesil Magdalena | director | May 2021 | Jul 27, 2026 | none |
Earlier names on the record34, newest filing first
Bingle Michael J · director · last filing Dec 2024Silver Lake Group, L.L.C. · director · last filing Dec 2024Silver Lake Partners IV, L.P. · director · last filing Dec 2024Silver Lake Technology Associates IV, L.P. · director · last filing Dec 2024Silver Lake Technology Investors IV (Delaware II), L.P. · director · last filing Dec 2024Slta IV (Gp), L.L.C. · director · last filing Dec 2024Al-Hammadi Ahmed Ali · director · last filing Aug 2024Schwartz Harvey M · director · last filing Aug 2024Qatar Investment Authority · director · last filing Jun 2024Qia Fig Holding LLC · director · last filing Jun 2024Borton Chad M · officer · last filing Mar 2024Webster Aaron · officer · last filing Mar 2024Stafford Webb Lauren · officer · last filing Dec 2023Costolo Richard · director · last filing Aug 2023Gill Michelle · officer · last filing Sep 2022Nuckles Jennifer · officer · last filing Sep 2022Delaware Project 10 L.L.C. · director · last filing Aug 2022Softbank Group Corp · director · last filing Aug 2022Ronen Assaf · officer · last filing Jun 2022Heavener Micah · officer · last filing Jun 2022Renz Maria · officer · last filing Mar 2022Wilkes Thomas Clayton · officer · last filing Nov 2021Carneiro De Medeiros Carlos Henrique · director · last filing Sep 2021Combes Michel · director · last filing Sep 2021Sb Sonic Holdco (Uk) Ltd · director · last filing Jul 2021Softbank Group Capital Ltd · director · last filing Jul 2021Palihapitiya Chamath · officer · last filing Jun 2021Osborne Ian · officer · last filing Jun 2021Trieu Steven · officer · last filing Jun 2021Dulski Jennifer · director · last filing Nov 2020Williams Simon P.V. · officer · last filing Oct 2020Chachacha Spac 5, LLC · director · last filing Oct 2020Parikh Jay · director · last filing Oct 2020Sch Sponsor V LLC · director · last filing Oct 2020
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.