Company Analysis

Stem, Inc. (STEM)

NYSE: STEM · Services-Computer Integrated Systems Design · Houston, TX · filing with the SEC since 2018
Grade4.5
◀ Past 4.3● Present 4.1▶ Future 5.5
1 est.

Filings

300 filings since 2017 beside 508 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer and smaller reporting company
10-Q Quarterly report for the quarter ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Nov 14, 2026
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. The proxy statement was last filed Apr 24, 2026.

Filings a yearinsider forms included
1311701378318111887
20182020202120222023202420252026

2026 counts to Nov 13, 2026.

Listing warning from its exchange (8-K item 3.01): 2 times in the last 36 months, the newest Oct 23, 2026.Officer or director change (8-K item 5.02): 21 times in the last 36 months, the newest Jun 3, 2026.Auditor change (8-K item 4.01): 1 time in the last 36 months, the newest Mar 17, 2026.SEC letters: 5 in the last 36 months, the newest Jun 8, 2026.
Insider forms 508

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Oct 23, 2026 8-K item 3.01 Listing warning from its exchange · Current report Oct 19, 2026
Aug 13, 2026 S-8 Employee stock plan registration
Aug 13, 2026 10-Q Quarterly report Jun 30, 2026
Aug 12, 2026 8-K items 2.01, 7.01, 9.01 Purchase or sale of a business completed; Investor disclosure (Regulation FD) · Current report
Jun 22, 2026 424B5 Shelf offering
Jun 10, 2026 EFFECT Registration effective
Jun 8, 2026 CORRESP Reply to the SEC
Jun 8, 2026 UPLOAD SEC comment letter
Jun 3, 2026 8-K items 5.02, 5.07, 9.01 Officer or director change; Shareholder vote · Current report
Jun 2, 2026 S-3 Shelf registration
Jun 1, 2026 SD Conflict minerals report
May 7, 2026 10-Q Quarterly report Mar 31, 2026
May 6, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Apr 27, 2026 DEFA14A Extra proxy material
Apr 24, 2026 ARS Annual report to shareholders
Apr 24, 2026 DEF 14A Proxy statement
Mar 17, 2026 8-K item 4.01 Auditor change · Current report Mar 12, 2026
Mar 6, 2026 8-K item 8.01 Other event · Current report
Mar 6, 2026 424B5 Shelf offering
Mar 5, 2026 10-K Annual report Dec 31, 2025
Mar 4, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Dec 19, 2025 8-K item 8.01 Other event · Current report Dec 17, 2025
Dec 16, 2025 8-K item 5.02 Officer or director change · Current report Dec 11, 2025
Dec 11, 2025 EFFECT Registration effective
Dec 9, 2025 CORRESP Reply to the SEC
Dec 3, 2025 8-K item 5.02 Officer or director change · Current report Dec 1, 2025
Nov 26, 2025 S-3 Shelf registration
Oct 30, 2025 10-Q Quarterly report Sep 30, 2025
Oct 29, 2025 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Oct 16, 2025 8-K item 5.03 Charter, bylaw or fiscal-year change · Current report Oct 15, 2025
Sep 9, 2025 424B5 Shelf offering
Sep 9, 2025 8-K item 7.01 Investor disclosure (Regulation FD) · Current report
Sep 8, 2025 EFFECT Registration effective
Sep 4, 2025 CORRESP Reply to the SEC
Sep 4, 2025 UPLOAD SEC comment letter
Sep 2, 2025 S-3 Shelf registration
Aug 8, 2025 10-Q Quarterly report Jun 30, 2025
Aug 7, 2025 8-K items 2.02, 7.01 Results released; Investor disclosure (Regulation FD) · Current report
Jul 29, 2025 SCHEDULE 13G/A Large holder update, amended
Jul 22, 2025 8-K/A item 5.02 Officer or director change · Current report, amended Jun 30, 2025
40 of 300 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton STEM · research, not advice