TRI-Continental Corporation (TY)
NYSE: TY · filing with the SEC since 1994
Who runs TRI-Continental Corporation
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedOfficers reporting now
5
of 6 people with a filing in the last fifteen months
Directors reporting now
1
21 people on the record since 2008
Officerssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Wiley Christie M | Vice President | Apr 2026 | Apr 1, 2026 | none |
| Bender Victoria K | Vice President | Feb 2026 | Feb 4, 2026 | none |
| D'Alessandro Joseph | VP and Assistant Secretary | Feb 2026 | Feb 3, 2026 | none |
| Petersen Christopher O. | SVP & Asst Secretary | Apr 2011 | Sep 8, 2025 | none |
| Larrenaga Ryan Collins | SVP, Chief Legal Officer and Secretary | Jan 2015 | Aug 21, 2025 | none |
Directorssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Lukitsh Nancy Therese | director | Jan 2026 | Jan 2, 2026 | none |
Owners of more than 10% of a classsales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Jin Yan | other | Mar 2012 | May 28, 2026 | 1 · $100,000 |
Earlier names on the record31, newest filing first
Janvier Nicolas · other · last filing May 2025Carlton Pamela G · director · last filing Mar 2025Truscott William F · officer · last filing Nov 2024Seaman Veronica A · officer · last filing Oct 2024Chiesa Charles H · officer · last filing Jul 2024Waldner Matthew M · other · last filing Mar 2024Carrig Janet · director · last filing Jan 2024Asselta Francine · other · last filing Jan 2024Kutin Joshua · other · last filing Jan 2024Marc Zeitoun · other · last filing Jan 2024Moffett David M · director · last filing Jan 2024Sivaraman Raghavendran · other · last filing Jul 2023Lee Grace · other · last filing Mar 2022Hacker Douglas A · director · last filing Jan 2022Nusinzon Oleg · other · last filing Jun 2021Beckman Daniel · officer · last filing May 2021Tannuzzo Gene R · other · last filing Mar 2021Engelking Brian M. · other · last filing Jun 2020Yeager Sandra · director · last filing Jun 2020Cleasby Jonathan C · other · last filing Apr 2020King David L · other · last filing Mar 2020Gallagher Brian J · director · last filing Jan 2020Santomero Anthony M · director · last filing Apr 2019Beranek Joseph · officer · last filing Feb 2019Albanese Peter · other · last filing Jun 2018Couto Scott E · other · last filing Feb 2018Batejan George S · director · last filing Jan 2018Boudreau Edward J Jr. · director · last filing Jan 2018Cielinski James Robert · other · last filing Apr 2017Haugen Anthony P · other · last filing Jan 2017Shaw Minor M · director · last filing Apr 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.