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Vivakor, Inc. (VIVK)

Nasdaq: VIVK · Refuse Systems · Dallas, TX · filing with the SEC since 2008
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Grade3.7
◀ Past 2.6● Present 4.0▶ Future 4.3
1 est.
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Filings

255 filings since 2017 beside 30 insider forms · and emerging growth company · read from EDGAR on Nov 13, 2026
Due next and emerging growth company
10-Q Quarterly report for the quarter ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Nov 14, 2026
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. The proxy statement was last filed Jun 8, 2026.

Filings a yearinsider forms included
14266338495747
20182020202120222023202420252026

2026 counts to Nov 13, 2026.

Officer or director change (8-K item 5.02): 12 times in the last 36 months, the newest Sep 30, 2026.Listing warning from its exchange (8-K item 3.01): 6 times in the last 36 months, the newest Apr 28, 2026.Debt trigger or default notice (8-K item 2.04): 1 time in the last 36 months, the newest Sep 23, 2025.Auditor change (8-K item 4.01): 2 times in the last 36 months, the newest Jul 19, 2024.A late-filing notice, Form NT 10-Q, filed Aug 14, 2026.A late-filing notice, Form NT 10-Q, filed May 15, 2026.A late-filing notice, Form NT 10-K, filed Mar 31, 2026.A late-filing notice, Form NT 10-Q, filed Nov 14, 2025.A late-filing notice, Form NT 10-Q, filed Aug 14, 2025.A late-filing notice, Form NT 10-Q, filed May 16, 2025.A late-filing notice, Form NT 10-K, filed Mar 31, 2025.A late-filing notice, Form NT 10-Q, filed Nov 15, 2024.A late-filing notice, Form NT 10-Q, filed Aug 15, 2024.A late-filing notice, Form NT 10-Q, filed May 16, 2024.A late-filing notice, Form NT 10-K, filed Apr 1, 2024.A late-filing notice, Form NT 10-Q, filed Nov 15, 2023.
Insider forms 30

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 10, 2026 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report Nov 4, 2026
Nov 4, 2026 8-K items 3.02, 7.01, 9.01 Shares sold without registration; Investor disclosure (Regulation FD) · Current report Oct 29, 2026
Nov 3, 2026 SEC STAFF ACTION Form SEC STAFF ACTION
Oct 15, 2026 8-K items 3.02, 9.01 Shares sold without registration · Current report Oct 9, 2026
Oct 9, 2026 8-K items 3.02, 7.01, 9.01 Shares sold without registration; Investor disclosure (Regulation FD) · Current report Oct 5, 2026
Oct 6, 2026 8-K items 5.03, 7.01, 9.01 Charter, bylaw or fiscal-year change; Investor disclosure (Regulation FD) · Current report Sep 30, 2026
Sep 30, 2026 8-K items 1.01, 5.02, 7.01, 9.01 Major agreement signed; Officer or director change; Investor disclosure (Regulation FD) · Current report Sep 24, 2026
Sep 9, 2026 8-K items 3.02, 7.01, 9.01 Shares sold without registration; Investor disclosure (Regulation FD) · Current report Sep 2, 2026
Aug 19, 2026 10-Q Quarterly report Jun 30, 2026
Aug 14, 2026 NT 10-Q Late quarterly report notice Jun 30, 2026
Aug 13, 2026 8-K items 3.02, 7.01, 9.01 Shares sold without registration; Investor disclosure (Regulation FD) · Current report Aug 7, 2026
Aug 4, 2026 8-K item 3.02 Shares sold without registration · Current report Jul 29, 2026
Jul 27, 2026 8-K items 3.02, 7.01, 9.01 Shares sold without registration; Investor disclosure (Regulation FD) · Current report Jul 21, 2026
Jul 21, 2026 8-K items 1.01, 3.02, 7.01, 9.01 Major agreement signed; Shares sold without registration; Investor disclosure (Regulation FD) · Current report Jul 15, 2026
Jul 21, 2026 424B3 Shelf offering
Jul 16, 2026 EFFECT Registration effective
Jul 16, 2026 8-K items 5.03, 7.01, 9.01 Charter, bylaw or fiscal-year change; Investor disclosure (Regulation FD) · Current report Jul 10, 2026
Jul 10, 2026 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report Jul 7, 2026
Jun 30, 2026 8-K items 5.07, 7.01, 9.01 Shareholder vote; Investor disclosure (Regulation FD) · Current report
Jun 25, 2026 S-1/A Listing registration, amended
Jun 18, 2026 8-K items 3.02, 7.01, 9.01 Shares sold without registration; Investor disclosure (Regulation FD) · Current report Jun 12, 2026
Jun 15, 2026 8-K items 3.02, 7.01, 9.01 Shares sold without registration; Investor disclosure (Regulation FD) · Current report Jun 9, 2026
Jun 10, 2026 S-8 Employee stock plan registration
Jun 8, 2026 DEF 14A Proxy statement Jun 30, 2026
Jun 8, 2026 8-K items 1.01, 3.02, 7.01, 9.01 Major agreement signed; Shares sold without registration; Investor disclosure (Regulation FD) · Current report Jun 2, 2026
May 27, 2026 PRE 14A Preliminary proxy statement
May 22, 2026 S-1/A Listing registration, amended
May 20, 2026 10-Q Quarterly report Mar 31, 2026
May 15, 2026 NT 10-Q Late quarterly report notice Mar 31, 2026
May 14, 2026 S-1 Listing registration
May 14, 2026 8-K items 1.01, 3.02, 7.01, 9.01 Major agreement signed; Shares sold without registration; Investor disclosure (Regulation FD) · Current report May 8, 2026
May 12, 2026 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report May 6, 2026
May 5, 2026 8-K items 7.01, 8.01, 9.01 Investor disclosure (Regulation FD); Other event · Current report Apr 30, 2026
Apr 28, 2026 8-K item 3.01 Listing warning from its exchange · Current report Apr 23, 2026
Apr 15, 2026 10-K Annual report Dec 31, 2025
Mar 31, 2026 NT 10-K Late annual report notice Dec 31, 2025
Mar 27, 2026 8-K items 5.03, 7.01, 8.01, 9.01 Charter, bylaw or fiscal-year change; Investor disclosure (Regulation FD); Other event · Current report Mar 24, 2026
Mar 19, 2026 8-K items 7.01, 8.01, 9.01 Investor disclosure (Regulation FD); Other event · Current report Mar 16, 2026
Mar 5, 2026 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report Feb 27, 2026
Feb 5, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report
40 of 255 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton VIVK · research, not advice