Company Analysis

Xcel Brands, Inc. (XELB)

Nasdaq: XELB · Patent Owners & Lessors · New York, NY · filing with the SEC since 1999
Grade3.5
◀ Past 2.4● Present 4.6▶ Future 3.2
1 est.

Filings

217 filings since 2017 beside 169 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer and smaller reporting company
10-Q Quarterly report for the quarter ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Nov 14, 2026
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. The proxy statement was last filed Nov 3, 2026.

Filings a yearinsider forms included
3746191519418045
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Listing warning from its exchange (8-K item 3.01): 5 times in the last 36 months, the newest Oct 2, 2026.Auditor change (8-K item 4.01): 2 times in the last 36 months, the newest Sep 19, 2025.Officer or director change (8-K item 5.02): 1 time in the last 36 months, the newest Aug 2, 2024.SEC letters: 9 in the last 36 months, the newest May 4, 2026.A late-filing notice, Form NT 10-K, filed Apr 1, 2026.A late-filing notice, Form NT 10-Q, filed Nov 17, 2025.A late-filing notice, Form NT 10-Q, filed May 16, 2025.A late-filing notice, Form NT 10-K, filed Apr 1, 2025.A late-filing notice, Form NT 10-Q, filed Nov 15, 2024.A late-filing notice, Form NT 10-Q, filed May 16, 2024.A late-filing notice, Form NT 10-K, filed Apr 2, 2024.A late-filing notice, Form NT 10-Q, filed Nov 15, 2023.
Insider forms 169

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 4, 2026 DEFR14A Revised proxy statement
Nov 3, 2026 DEF 14A Proxy statement Dec 18, 2026
Oct 22, 2026 SCHEDULE 13G Large holder notice
Oct 22, 2026 PRER14A Form PRER14A
Oct 16, 2026 PRE 14A Preliminary proxy statement
Oct 2, 2026 8-K item 3.01 Listing warning from its exchange · Current report Sep 29, 2026
Aug 19, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Aug 18, 2026
Aug 19, 2026 424B5 Shelf offering
Aug 13, 2026 10-Q Quarterly report Jun 30, 2026
Aug 6, 2026 10-K/A Annual report, amended Dec 31, 2025
Jun 23, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
May 26, 2026 8-K item 8.01 Other event · Current report May 20, 2026
May 14, 2026 10-Q Quarterly report Mar 31, 2026
May 6, 2026 EFFECT Registration effective
May 4, 2026 CORRESP Reply to the SEC
Apr 30, 2026 8-K item 1.01 Major agreement signed · Current report Apr 24, 2026
Apr 24, 2026 S-1/A Listing registration, amended
Apr 17, 2026 8-K items 1.01, 2.03, 3.02, 9.01 Major agreement signed; New debt or obligation taken on; Shares sold without registration · Current report Apr 13, 2026
Apr 15, 2026 10-K Annual report Dec 31, 2025
Apr 1, 2026 NT 10-K Late annual report notice Dec 31, 2025
Mar 24, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Mar 20, 2026
Feb 24, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Feb 20, 2026
Feb 20, 2026 UPLOAD SEC comment letter
Feb 17, 2026 SCHEDULE 13G/A Large holder update, amended
Feb 4, 2026 S-1 Listing registration
Jan 23, 2026 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report Jan 21, 2026
Dec 19, 2025 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report Dec 17, 2025
Dec 5, 2025 8-K item 5.07 Shareholder vote · Current report Dec 3, 2025
Nov 19, 2025 10-Q Quarterly report Sep 30, 2025
Nov 17, 2025 NT 10-Q Late quarterly report notice Sep 30, 2025
Nov 14, 2025 SCHEDULE 13G/A Large holder update, amended
Nov 7, 2025 DEFA14A Extra proxy material
Oct 17, 2025 DEF 14A Proxy statement Dec 3, 2025
Oct 10, 2025 8-K items 1.01, 9.01 Major agreement signed · Current report Oct 7, 2025
Oct 6, 2025 PRE 14A Preliminary proxy statement
Oct 2, 2025 8-K items 1.01, 9.01 Major agreement signed · Current report Sep 26, 2025
Sep 19, 2025 8-K items 4.01, 9.01 Auditor change · Current report Sep 15, 2025
Sep 2, 2025 SCHEDULE 13G Large holder notice
Aug 27, 2025 SCHEDULE 13D/A Activist holder update, amended
Aug 15, 2025 8-K items 2.02, 9.01 Results released · Current report Aug 14, 2025
40 of 217 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton XELB · research, not advice