Company Analysis

Alset Inc. (AEI)

Nasdaq: AEI · Real Estate · Bethesda, MD · filing with the SEC since 2018
Grade2.7
◀ Past 2.0● Present 3.1▶ Future 2.7
1 est.

Filings

255 filings since 2017 beside 91 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer and smaller reporting company
10-Q Quarterly report for the quarter ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Nov 14, 2026
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. The proxy statement was last filed Oct 20, 2026.

Filings a yearinsider forms included
836827522435621
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Listing warning from its exchange (8-K item 3.01): 3 times in the last 36 months, the newest Oct 30, 2026.Auditor change (8-K item 4.01): 1 time in the last 36 months, the newest Jul 2, 2025.Officer or director change (8-K item 5.02): 2 times in the last 36 months, the newest Apr 17, 2025.SEC letters: 5 in the last 36 months, the newest Jun 30, 2025.
Insider forms 91

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Oct 30, 2026 8-K item 3.01 Listing warning from its exchange · Current report Oct 28, 2026
Oct 23, 2026 DEFA14A Extra proxy material
Oct 20, 2026 DEF 14C Information statement Oct 19, 2026
Oct 20, 2026 DEF 14A Proxy statement Oct 19, 2026
Oct 8, 2026 PRE 14C Preliminary information statement
Oct 7, 2026 PRE 14A Preliminary proxy statement
Sep 21, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Sep 15, 2026
Aug 14, 2026 10-Q Quarterly report Jun 30, 2026
Jun 25, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Jun 23, 2026
May 14, 2026 10-Q Quarterly report Mar 31, 2026
May 7, 2026 8-K items 1.01, 1.02, 9.01 Major agreement signed; Major agreement ended · Current report May 6, 2026
Mar 31, 2026 10-K Annual report Dec 31, 2025
Mar 30, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Mar 26, 2026
Feb 6, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Feb 5, 2026
Dec 4, 2025 8-K item 5.07 Shareholder vote · Current report
Nov 14, 2025 10-Q Quarterly report Sep 30, 2025
Oct 22, 2025 DEF 14A Proxy statement
Sep 30, 2025 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report Sep 29, 2025
Sep 16, 2025 SCHEDULE 13D/A Activist holder update, amended
Aug 14, 2025 10-Q Quarterly report Jun 30, 2025
Jul 23, 2025 SCHEDULE 13D/A Activist holder update, amended
Jul 23, 2025 8-K items 2.01, 2.03, 3.02, 9.01 Purchase or sale of a business completed; New debt or obligation taken on; Shares sold without registration · Current report
Jul 18, 2025 8-K item 8.01 Other event · Current report Jul 17, 2025
Jul 2, 2025 8-K items 4.01, 9.01 Auditor change · Current report
Jul 2, 2025 SCHEDULE 13D/A Activist holder update, amended
Jul 1, 2025 DEFM14C Form DEFM14C
Jun 30, 2025 UPLOAD SEC comment letter
Jun 27, 2025 PRER14C Form PRER14C
Jun 25, 2025 CORRESP Reply to the SEC
Jun 25, 2025 PREM14C Form PREM14C
Jun 23, 2025 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Jun 13, 2025 UPLOAD SEC comment letter
Jun 9, 2025 CORRESP Reply to the SEC
Jun 9, 2025 PREM14C Form PREM14C
Jun 2, 2025 UPLOAD SEC comment letter
May 27, 2025 PRE 14C Preliminary information statement
May 22, 2025 8-K items 1.01, 2.03, 3.02, 9.01 Major agreement signed; New debt or obligation taken on; Shares sold without registration · Current report
May 15, 2025 10-Q Quarterly report Mar 31, 2025
May 15, 2025 8-K item 3.01 Listing warning from its exchange · Current report May 13, 2025
May 14, 2025 8-K items 1.01, 9.01 Major agreement signed · Current report May 8, 2025
40 of 255 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton AEI · research, not advice